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The authenticity of objects and artifacts is often
the focus of forensic analytic chemistry. In document fraud
cases, the most important objective is to determine the
origin of a particular ink. Here, we introduce a new
approach which utilizes the combination of two analytical
methods, namely Raman spectroscopy and laser-induced
breakdown spectroscopy (LIBS). The methods provide
complementary information on both molecular and elemental
composition of samples. The potential of this hyphenation
of spectroscopic methods is demonstrated for ten blue
and black ink samples on white paper. LIBS and Raman
spectra from different inks were fused into a single data
matrix, and the number of different groups of inks was
determined through multivariate analysis, i.e., principal
component analysis, soft independent modelling of class
analogy, partial least-squares discriminant analysis, and
support vector machine. In all cases, the results obtained
with the combined LIBS and Raman spectra were found to
be superior to those obtained with the individual Raman or
LIBS data sets.
Due to the increasing presence of microplastic particles (MP) in the Environment and the unknown risks arising from them, there is an urgent need for analytical methods that allow for an efficient identification and quantification of microplastics (MP), i.e. particles < 5 mm, in environmental samples. So far, mostly timeconsuming (micro) infrared or micro-Raman spectroscopic methods are applied. Here an faster alternative Approach is presented based on a Raman processspectrometer with fiber-optical probes in combination with multivariate data analysis.
There is a high demand of monitoring in the era of QbD in industrial scale require new approaches to gain data rapidly and of sufficient quality in real time. Raman spectroscopy technology has great potential but not yet shown it fully in process on-line monitoring due to limitations such as i) uncomplete separation between cells and growth media alone, ii) general weak Raman signals of analytes in complex solutions and iii) strong background signals such as the auto-fluorescence, cosmic rays and surrounding lights overlapping the weak Raman signals. Here we demonstrate a Proof-of-Concept on an the example lactic acid bacteria process using a Streptococcus thermophiles fermentation. Results from three different Raman approaches are presented: 1) Time-Gated Raman Spectroscopy (TG-Raman), 2) Surface Enhanced Raman Spectroscopy (SERS) and 3) Raman process spectroscopy with NIR excitation combined with multivariate data analysis (MVDA) using Principal Component Analysis (PCA) and Partial Least Squares Regression (PLSR).
The increasing pollution of terrestrial and aquatic ecosystems with plastic debris leads to the accumulation of microscopic plastic particles of still unknown amount. To monitor the degree of contamination analytical methods are urgently needed, which help to quantify microplastics (MP). Currently, time-costly purified materials enriched on filters are investigated both by micro-infrared spectroscopy and/or micro-Raman. Although yielding precise results, these techniques are time consuming, and are restricted to the analysis of a small part of the sample in the order of few micrograms. To overcome these problems, here we tested a macroscopic dimensioned NIR process-spectroscopic method in combination with chemometrics. For calibration, artificial MP/soil mixtures containing defined ratios of polyethylene, polyethylene terephthalate, polypropylene, and polystyrene with diameters < 125 µm were prepared and measured by a process FT-NIR spectrometer equipped with a fiber optic reflection probe. The resulting spectra were processed by chemometric models including support vector machine regression (SVR), and partial least squares discriminant analysis (PLS-DA). Validation of models by MP mixtures, MP-free soils and real-world samples, e.g. and fermenter residue, suggest a reliable detection and a possible classification of MP at levels above 0.5 to 1.0 mass% depending on the polymer. The benefit of the combined NIRS chemometric approach lies in the rapid assessment whether soil contains MP, without any chemical pre-treatment. The method can be used with larger sample volumes and even allows for an online prediction and thus meets the demand of a high-throughput method.
A process spectroscopic approach for the monitoring of microplastics in environmental samples
(2018)
The potential of Raman and NIR process-spectroscopic as a rapid approach for the estimation of microplastics (MP) in soil matrix were tested. For this purpose, artificial MP/soil mixture samples consisting of standard soils or sand with defined ratios of MP (0,5 – 10 mass% polymer) from polyethylene (PE), polypropylene (PP), polystyrene (PS) and polyethylene terephthalate (PET) were prepared. MP particles with diameters < 2 mm and < 125 µm were obtained from industrial polymer pellets after cryo-milling. Spectra of these mixtures were collected by (i) a process FT-NIR spectrometer equipped with a reflection probe, (ii) by a cw-process Raman spectrometer and (iii) by a time-gated Raman spectrometer using fiber-optic probes. The evaluation of process-spectra was performed by chemometric methods. Whereas MP could be detected by Raman spectroscopy in coastal sand at 0.5 mass%, in standard soil detection of MP was limited to 10 – 5 mass% with the large fraction, but samples containing particles of the 125µm mass-fraction yielded no positive result at all. One reason for the lacking sensitivity could be fluorescence by soil organic matter and thus, in a next test time-gated Raman spectroscopy was applied. However, although being indeed more sensitive to the small particles this method failed at MP < 5 mass% indicating that fluorescence was not the major problem. Finally, FT-NIR was tested. Depending on the polymer, MP contents of 0,5 or 1 mass%, respectively, could be detected in standard soils and polymers identified. Furthermore, this approach could be used for the investigation of mixtures of up to four polymers and in real-world samples from bio-waste fermenter residues.
An alternative spectroscopic approach for the monitoring of microplastics in environmental samples
(2017)
The increasing pollution of terrestrial and aquatic ecosystems with plastic debris leads to the accumulation of microscopic plastic particles of still unknown fate. To monitor the degree of contamination and to understand the underlying processes of turnover, analytical methods are urgently needed, which help to identify and quantify microplastic (MP). Currently, costly collected and purified materials enriched on filters are investigated both by micro-infrared spectroscopy and micro-Raman. Although yielding precise results, these techniques are time consuming and restricted to sample aliquots in the order of micrograms precluding prompt and representative information on both, larger sample numbers and realistic material volumes. To overcome these problems, here we tested Raman and NIR process-spectroscopic methods in combination with multivariate data analysis.
For this purpose, artificial MP/soil mixture samples consisting of standard soils or sand with defined ratios of MP (0,5 – 10 mass% polymer) from polyethylene, polypropylene, and polystyrene were prepared. MP particles with diameters < 2 mm and < 125 µm were obtained from industrial polymer pellets after cryomilling. Spectra of these mixtures were collected by (i) a process FT-NIR spectrometer equipped with a reflection probe, (ii) by a cw-process Raman spectrometer and (iii) by a time-gated Raman spectrometer using fiber optic probes. For the calibration of chemometric models (partial least squares regression, PLSR) 5 – 10 spectra of defined MP/soil mixtures (consisting of 1 – 4 g material each) were collected. The obtained PLSR models served for the prediction of both, polymer type and content based on the spectra of “unknown” test samples.
Whereas MP could be detected by Raman spectroscopy in coastal sand at 0.5 mass%, in standard soils detection of MP was limited to 10 – 5 mass%. The sensitivity of Raman spectroscopy could be improved by mild treatment with hydrogen peroxide. FT-NIR was suitable for the investigation of MP in standard soils in the range of 5 – 1 mass%, however, here a non-linear effect was observed at higher polymer concentrations. When mixtures of several polymers at low concentration levels were milled together, FT-NIR spectroscopy yielded false positive polymers together with unprecise quantitative information. Recently, the investigation of “real-world” samples shall be tested and compared to the results obtained by micro-FTIR and micro-Raman.
Multivariate data analysis is a universal tool for the evaluation of process spectroscopic data. In process analytics, huge amounts of information are produced i) by the many variables contained in one spectrum often exceeding 1000 (wavenumbers, wavelength, shifts…), and ii) the high number of spectra that is generated within the measurement period. Multivariate data analysis, often also called Chemometrics, help to extract the relevant information which is needed to examine and even control processes. Therefore, calibration models must be precise and robust, and moreover, must cover a wide range of variation of factors posing an influence on the process.
In this pre-conference course an introduction to both, explorative data analysis by PCA (Principal Component Analysis), and regression analysis by the most frequently used method, i.e. PLSR (Partial Least Squares Regression) is given. In principal, all optical spectroscopic methods are suited for multivariate evaluation. It will be demonstrated that under certain preconditions, even process NMR spectra can be predicted by PLSR models.
At first, basic principles of multivariate data analysis will be provided. This includes a short introduction into the concept of model building and interpretation of results. Detailed aspects of data pretreatment and calibration & validation strategies for chemometric models will be provided with own data from NIR, Raman and NMR spectroscopy.
In a first example, the development of an online compatible method for the quantification of methanol in biodiesel by PLSR is presented. This also includes the classification of biodiesel feedstocks by PCA and statistical tools which allow for the estimation of a full uncertainty budget.
The Raman spectroscopic prediction of Hydroformylation reaction in a miniplant is used to discuss shortcomings and pitfalls which may occur with the transfer of off-line models to the real processes. Design of experiment and strategies for suitable lab-scale experiments are presented as a possible way to overcome problems.
In a third application the prediction of the reactants of an esterification reaction based on process NMR data is demonstrated.
A major industrial reaction based on homogeneous catalysis is hydroformylation for the production of aldehydes from alkenes and syngas. Hydroformylation in microemulsions, which is currently under investigation at Technische Universität Berlin on a mini-plant scale, was identified as a cost efficient approach which also enhances product selectivity. Herein, we present the application of online Raman spectroscopy on the reaction of 1-dodecene to 1-tridecanal within a microemulsion. To achieve a good representation of the operation range in the mini-plant with regard to concentrations of the reactants a design of experiments was used. Based on initial Raman spectra partial least squares regression (PLSR) models were calibrated for the prediction of 1-dodecene and 1-tridecanal. Limits of predictions arise from nonlinear correlations between Raman intensity and mass fractions of compounds in the microemulsion system. Furthermore, the prediction power of PLSR models becomes limited due to unexpected by-product formation. Application of the lab-scale derived calibration spectra and PLSR models on online spectra from a mini-plant operation yielded promising estimations of 1-tridecanal and acceptable predictions of 1-dodecene mass fractions suggesting Raman spectroscopy as a suitable technique for process analytics in microemulsions.
The project InPROMPT aims to establish a robust hydroformylation reaction process of the alkene n-dodecene to the aldehyde n-tridecanal using a rhodium complex as catalyst in the presence of syngas. This industrial relevant production process demands further research for optimization and expansion. For that purpose, the fiber optic coupled probe of a process Raman spectrometer is directly introduced in the product stream, which enables the recording of spectra within short control intervals.
Medium-resolution nuclear magnetic resonance spectroscopy (MR-NMR) currently develops to an important analytical tool for both quality control and processmonitoring. In contrast to high-resolution onlineNMR (HR-NMR),MR-NMRcan be operated under rough environmental conditions. A continuous re-circulating stream of reaction mixture fromthe reaction vessel to the NMR spectrometer enables a non-invasive, volume integrating online analysis of reactants and products. Here, we investigate the esterification of 2,2,2-trifluoroethanol with acetic acid to 2,2,2-trifluoroethyl acetate both by 1H HR-NMR (500MHz) and 1H and 19F MRNMR (43MHz) as amodel system. The parallel online measurement is realised by splitting the flow,which allows the adjustment of quantitative and independent flow rates, both in the HR-NMR probe as well as in the MR-NMR probe, in addition to a fast bypass line back to the reactor. One of the fundamental acceptance criteria for online MR-MNR spectroscopy is a robust data treatment and evaluation strategy with the potential for automation. The MR-NMR spectra are treated by an automated baseline and phase correction using the minimum entropy method. The evaluation strategies comprise (i) direct integration, (ii) automated line fitting, (iii) indirect hard modelling (IHM) and (iv) partial least squares regression (PLS-R). To assess the potential of these evaluation strategies for MR-NMR, prediction results are compared with the line fitting data derived from the quantitative HR-NMR spectroscopy. Although, superior results are obtained from both IHM and PLS-R for 1H MR-NMR, especially the latter demands for elaborate data pretreatment, whereas IHM models needed no previous alignment.