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Institute
In den vergangenen Jahrzehnten hat es unübersehbar zahlreiche Fortschritte im Bereich der IT-Sicherheitsforschung gegeben, etwa in den Bereichen Systemsicherheit und Kryptographie. Es ist jedoch genauso unübersehbar, dass IT-Sicherheitsprobleme im Alltag der Menschen fortbestehen. Mutmaßlich liegt dies an der Komplexität von Alltagssituationen, in denen Sicherheitsmechanismen und Gerätefunktionalität sowie deren Heterogenität in schwer antizipierbarer Weise mit menschlichem Verständnis und Alltagsgebrauch interagieren. Um die wissenschaftliche Forschung besser auf Menschen und deren IT-Sicherheitsbedürfnisse auszurichten, müssen wir daher den Alltag der Menschen besser verstehen. Das Verständnis von Alltag ist in der Informatik jedoch noch unterentwickelt. Dieser Beitrag möchte das Forschungsfeld “Sicherheit in der Digitalisierung des Alltags” definieren, um Forschenden die Gelegenheit zu geben, ihre Anstrengungen in diesem Bereich zu bündeln. Wir machen dabei Vorschläge einerseits zur inhaltlichen Eingrenzung der informatischen Forschung. Andererseits möchten wir durch die Einbeziehung von Forschungsmethoden aus der Ethnografie, die Erkenntnisse aus der durchaus subjektiven Beobachtung des “Alltags” vieler einzelner Individuen zieht, zur methodischen Weiterentwicklung interdisziplinärer Forschung in diesem Feld beitragen. Die IT- Sicherheitsforschung kann dann Bestehendes gezielt für eine richtige Alltagstauglichkeit optimieren und neue grundlegende Sicherheitsfunktionalitäten für die konkreten Herausforderungen im Alltag entwickeln.
This thesis distills technical requirements for an increased probative value and data protection compliance, and maps them onto cryptographic properties for which it constructs provably secure and especially private malleable signature schemes (MSS). MSS are specialised digital signature schemes that allow the signatory to authorize certain subsequent modifications, which will not negatively affect the signature verification result.
Legally, regulations such as European Regulation 910/2014 (eIDAS), ‘follow-up’ to longstanding Directive 1999/93/EC, describe the requirements in technology-neutral language. eIDAS states that, when a digital signature meets the full requirements it becomes a qualified electronic signature and then it “[...] shall have the equivalent legal effect of a handwritten signature [...]” [Art. 25 Regulation 910/2014]. The question of what legal effect this has with regards to the probative value that is assigned is actually not determined in EU Regulation 910/2014 but in European member state law. This thesis concentrates in its analysis on the — in this respect detailed — German Code of Civil Procedure (ZPO). Following the ZPO, a signature awards the signed document with at least a high probative value of prima facie evidence. For signed documents of official authority the ZPO’s statutory rules even award evidence with a legal presumption of authenticity. This increased probative value is also awarded to electronic documents bearing electronic signatures when those conform to the eIDAS requirements. The requirements centre around the technical security goals of integrity and accountability. Technical mechanisms use cryptographic means to detect the absence of unauthorized modifications (integrity) and allow to authenticate the signed document’s signatory (accountability).
However, the specialised malleable signature schemes’ main advantage is a cryptographic property termed privacy: An authorized subsequent modification will protect the confidentiality of the modified original. Moreover, the MSS will retain a verifiable signature if only authorized modifications were carried out. If these properties are reached with provable security the schemes are called private malleable signature schemes. This thesis analyses two forms of MSS discussed in existing literature: Redactable signature schemes (RSS) which allow subsequent deletions, and sanitizable signature schemes (SSS) which allow subsequent edits. These two forms have many application scenarios: A signatory can delegate that a later redaction might take place while retaining the integrity and authenticity protection for the still remaining parts. The verification of a signature on a redacted or sanitized document still enables the verifying entity to corroborate the signatory’s identity with the help of flanking technical and organisational mechanisms, e.g. a trusted public key infrastructure. The valid signature further corroborates the absence of unauthorized changes, because the MSS is still cryptographically protecting the signed document from undetected unauthorized changes inflicted by adversaries. Due to the confidentiality protection for the overwritten parts of the document following from cryptographic privacy the sanitization and redaction can be used to safeguard personal data to comply with data protection regulation or withhold trade-secrets.
The research question is: Can a malleable signature scheme be private to be compliant with EU data protection regulation and at the same time fulfil the integrity protection legally required in the EU to achieve a high probative value for the data signed?
Answering this requires to understand the protection requirements in respect to accountability and integrity rooted in Regulation 910/2014 and related legal texts. This thesis has analysed the previous Directive 1999/93/EC as well as German SigG and SigVO or UK and US laws. Besides that, legal texts, laws and regulations for the protection requirements of personal data (or PII) have been analysed to distill the confidentiality requirements, e.g. the German BDSG or the EU Regulation 2016/679 (GDPR). Moreover, an answer to the research question entails understanding the relevant difference between regular digital signature schemes, like RSASSA-PSS from PKCS-v2.2 [422], which are legally accepted mechanisms for generating qualified electronic signatures and MSS for which the legal status was completely unknown before the thesis. Especially as MSS allow the authorized entity to adapt the signature, such that it is valid after the authorized modification, without the knowledge or use of the signatory’s signature generation key. On verification of an MSS the verifying entity still sees a valid signature technically appointing the legal signatory as the origin of a document, which might — however — have undergone authorized modifications after the signature was applied.
The thesis documents the results achieved in several domains:
1. Analysis of legal requirements towards integrity protection for an increased probative value and towards the confidentiality protection for use as a privacy-enhancing-technique to comply with data protection regulation.
2. Definition of a suitable terminology for integrity protection to capture (a) the differences between classical and malleable signature schemes, (b) the subtleties among existing MSS, as well as (c) the legal requirements.
3. Harmonisation of existing MSS and their cryptographic properties and the analysis of their shortcomings with respect to the legal requirements.
4. Design of new cryptographic properties and their provably secure cryptographic instantiations, i.e., the thesis proposes nine new cryptographic constructions accompanied by rigorous proofs of their security with respect to the formally defined cryptographic properties.
5. Final evaluation of the increased probative value and data-protection level achievable through the eight proposed cryptographic malleable signature schemes.
The thesis concludes that the detection of any subsequent modification (authorized and unauthorized) is of paramount legal importance in order to meet EU Regulation 910/2014. Further, this thesis formally defined a public form of the legally requested integrity verification which allows the verifying entity to corroborate the absence of any unauthorized modifications with a valid signature verification while simultaneously detecting the presence of an authorized modification — if at least one such authorized modification has subsequently occurred. This property, called non-interactive public accountability (PUB), has been formally defined in this thesis, was published and has already been adopted by the academic community. It was carefully conceived to not negatively impact a base-line level of privacy protection, as non-interactive public accountability had to destroy an existing strong privacy notion of transparency, which was identified as a hinderance to legal equivalence arguments. With RSS and SSS constructions that meet these properties, the thesis can give a positive answer to the research question:
Private MSS can reach a level of integrity protection and guarantee a level of accountability comparable to that of technical mechanisms that are legally accepted to generate qualified electronic signatures giving an increased probative value to the signed document, while at the same time protect the overwritten contents’ confidentiality.