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In summary, this cumulative dissertation investigates the application of the conjugate gradient method CG for the optimization of artificial neural networks (NNs) and compares this method with common first-order optimization methods, especially the stochastic gradient descent (SGD).
The presented research results show that CG can effectively optimize both small and very large networks. However, the default machine precision of 32 bits can lead to problems. The best results are only achieved in 64-bits computations. The research also emphasizes the importance of the initialization of the NNs’ trainable parameters and shows that an initialization using singular value decomposition (SVD) leads to drastically lower error values. Surprisingly, shallow but wide NNs, both in Transformer and CNN architectures, often perform better than their deeper counterparts. Overall, the research results recommend a re-evaluation of the previous preference for extremely deep NNs and emphasize the potential of CG as an optimization method.
In the constrained planarity setting, we ask whether a graph admits a crossing-free drawing that additionally satisfies a given set of constraints. These constraints are often derived from very natural problems; prominent examples are Level Planarity, where vertices have to lie on given horizontal lines indicating a hierarchy, Partially Embedded Planarity, where we extend a given drawing without modifying already-drawn parts, and Clustered Planarity, where we additionally draw the boundaries of clusters which recursively group the vertices in a crossing-free manner. In the last years, the family of constrained planarity problems received a lot of attention in the field of graph drawing. Efficient algorithms were discovered for many of them, while a few others turned out to be NP-complete. In contrast to the extensive theoretical considerations and the direct motivation by applications, only very few of the found algorithms have been implemented and evaluated in practice.
The goal of this thesis is to advance the research on both theoretical as well as practical aspects of constrained planarity. On the theoretical side, we consider two types of constrained planarity problems. The first type are problems that individually constrain the rotations of vertices, that is they restrict the counter-clockwise cyclic orders of the edges incident to vertices. We give a simple linear-time algorithm for the problem Partially Embedded Planarity, which also generalizes to further constrained planarity variants of this type.
The second type of constrained planarity problem concerns more involved planarity variants that come down to the question whether there are embeddings of one or multiple graphs such that the rotations of certain vertices are in sync in a certain way. Clustered Planarity and a variant of the Simultaneous Embedding with Fixed Edges Problem (Connected SEFE-2) are well-known problems of this type. Both are generalized by our Synchronized Planarity problem, for which we give a quadratic algorithm. Through reductions from various other problems, we provide a unified modelling framework for almost all known efficiently solvable constrained planarity variants that also directly provides a quadratic-time solution to all of them.
For both our algorithms, a key ingredient for reaching an efficient solution is the usage of the right data structure for the problem at hand. In this case, these data structures are the SPQR-tree and the PC-tree, which describe planar embedding possibilities from a global and a local perspective, respectively. More specifically, PC-trees can be used to locally describe the possible cyclic orders of edges around vertices in all planar embeddings of a graph. This makes it a key component for our algorithms, as it allows us to test planarity while also respecting further constraints, and to communicate constraints arising from the surrounding graph structure between vertices with synchronized rotation.
Bridging over to the practical side, we present the first correct implementation of PC-trees. We also describe further improvements, which allow us to outperform all implementations of alternative data structures (out of which we only found very few to be fully correct) by at least a factor of 4. We show that this yields a simple and competitive planarity test that can also yield an embedding to certify planarity. We also use our PC-tree implementation to implement our quadratic algorithm for solving Synchronized Planarity. Here, we show that our algorithm greatly outperforms previous attempts at solving related problems like Clustered Planarity in practice. We also engineer its running time and show how degrees of freedom in the theoretical algorithm can be leveraged to yield an up to tenfold speed-up in practice.
Due to the increasing amount of distributed renewable energy generation and the emerging high demand at consumer connection points, e. g., electric vehicles, the power distribution grid will reach its capacity limit at peak load times if it is not expensively enhanced. Alternatively, smart flexibility management that controls user assets can help to better utilize the existing power grid infrastructure for example by sharing available grid capacity among connected electric vehicles or by disaggregating flexibility requests to hybrid photovoltaic battery energy storage systems in households. Besides maintaining an acceptable state of the power distribution grid, these smart grid applications also need to ensure a certain quality of service and provide fairness between the individual participants, both of which are not extensively discussed in the literature. This thesis investigates two smart grid applications, namely electric vehicle charging-as-a-service and flexibility-provision-as-a-service from distributed energy storage systems in private households.
The electric vehicle charging service allocation is modeled with distributed queuing-based allocation mechanisms which are compared to new probabilistic algorithms. Both integrate user constraints (arrival time, departure time, and energy required) to manage the quality of service and fairness. In the queuing-based allocation mechanisms, electric vehicle charging requests are packetized into logical charging current packets, representing the smallest controllable size of the charging process. These packets are queued at hierarchically distributed schedulers, which allocate the available charging capacity using the time and frequency division multiplexing technique known from the networking domain. This allows multiple electric vehicles to be charged simultaneously with variable charging currents. To achieve high quality of service and fairness among electric vehicle charging processes, dynamic weights are introduced into a weighted fair queuing scheduler that considers electric vehicle departure time and required energy for prioritization. The distributed probabilistic algorithms are inspired by medium access protocols from computer networking, such as binary exponential backoff, and control the quality of service and fairness by adjusting sampling windows and waiting periods based on user requirements.
The second smart grid application under investigation aims to provide flexibility provision-as-a-service that disaggregates power flexibility requests to distributed battery energy storage systems in private households. Commonly, the main purpose of stationary energy storage is to store energy from a local photovoltaic system for later use, e. g., for overnight charging of an electric vehicle. This is optimized locally by a home energy management system, which also allows the scheduling of external flexibility requests defined by the deviation from the optimal power profile at the grid connection point, for example, to perform peak shaving at the transformer. This thesis discusses a linear heuristic and a meta heuristic to disaggregate a flexibility request to the single participating energy management systems that are grouped into a flexibility pool. Thereby, the linear heuristic iteratively assigns portions of the power flexibility to the most appropriate energy management system for one time slot after another, minimizing the total flexibility cost or maximizing the probability of flexibility delivery. In addition, a multi-objective genetic algorithm is proposed that also takes into account power grid aspects, quality of service, and fairness among par-ticipating households. The genetic operators are tailored to the flexibility disaggregation search space, taking into account flexibility and energy management system constraints, and enable power-optimized buffering of fitness values.
Both smart grid applications are validated on a realistic power distribution grid with real driving patterns and energy profiles for photovoltaic generation and household consumption. The results of all proposed algorithms are analyzed with respect to a set of newly defined metrics on quality of service, fairness, efficiency, and utilization of the power distribution grid. One of the main findings is that none of the tested algorithms outperforms the others in all quality of service metrics, however, integration of user expectations improves the service quality compared to simpler approaches. Furthermore, smart grid control that incorporates users and their flexibility allows the integration of high-load applications such as electric vehicle charging and flexibility aggregation from distributed energy storage systems into the existing electricity distribution infrastructure. However, there is a trade-off between power grid aspects, e. g., grid losses and voltage values, and the quality of service provided. Whenever active user interaction is required, means of controlling the quality of service of users’ smart grid applications are necessary to ensure user satisfaction with the services provided.
The current electricity grid is undergoing major changes. There is increasing pressure to move away from power generation from fossil fuels, both due to ecological concerns and fear of dependencies on scarce natural resources. Increasing the share of decentralized generation from renewable sources is a widely accepted way to a more sustainable power infrastructure. However, this comes at the price of new challenges: generation from solar or wind power is not controllable and only forecastable with limited accuracy. To compensate for the increasing volatility in power generation, exerting control on the demand side is a promising approach. By providing flexibility on demand side, imbalances between power generation and demand may be mitigated.
This work is concerned with developing methods to provide grid support on demand side while limiting the associated costs. This is done in four major steps: first, the target power curve to follow is derived taking both goals of a grid authority and costs of the respective load into account. In the following, the special case of data centers as an instance of significant loads inside a power grid are focused on more closely. Data center services are adapted in a way such as to achieve the previously derived power curve. By means of hardware power demand models, the required adaptation of hardware utilization can be derived. The possibilities of adapting software services are investigated for the special use case of live video encoding. A method to minimize quality of experience loss while reducing power demand is presented. Finally, the possibility of applying probabilistic model checking to a continuous demand-response scenario is demonstrated.
Replacing fossil-fueled vehicles with Electric Vehicles (EVs) poses new challenges for power distribution networks. Specifically speaking, the electrification of the mobility sector relies on the ability to process and analyze information on when, where, for how long, or how fast charging processes will take place. Nevertheless, such kind of information is typically difficult to acquire or insufficiently predictable due to the dynamic nature of the system. Also, the increasing adoption rate of the renewable energy sources, specifically the domestic Photovoltaic (PV) systems, and the potentially associated grid defection scenarios will significantly impact the cost and efforts required to operate the grid in terms of power quality and demand-supply aspects. However, such emerging requirements have arguably not been taken into account when the distribution grid was built originally. Besides, expanding the distribution and transmission capacity is a very costly and lengthy process. Therefore, any proposed solution should be cost-effective as well as environment-, grid- and user-friendly. To this end, the advancements in Information and Communications Technology (ICT) are increasingly adopted and applied. This thesis addresses the rapidly growing EV sector and deals with the problems to overcome potential power quality degradation caused by the challenges mentioned above.
Since time switch and radio ripple control as existing solutions in Germany are costly and neither very effective nor scalable as it requires hardware retrofitting of existing public Charging Stations (CSs), the primary focus of this work is the development of an appropriate, standards-based, scalable, and smart charging solution of EVs. Such a solution can, in turn, boost the usage of renewable energy by ensuring that the existing grid infrastructure can operate within its permissible limits while maintaining acceptable levels of power quality.
This work introduces a new definition of the concept, “grid-friendly EV charging”, where the power demand of a CS is adjusted depending on the real-time status of a power grid. In this regard, the conflicting concerns of stakeholders in an EV ecosystem are considered. For example, a Distribution System Operator (DSO) does not want to reveal a lot of technical details about the power grid or its status. Similarly, a Charging Service Provider (CSP) wants to keep its clients happy without sharing the details of its business model with others, namely, DSOs. For that sake, a distributed smart charging architecture is proposed in this thesis. It is event-driven and responds in nearly real-time to unforeseen and critical grid situations such as high/low voltage, congestion, phase unbalance, and harmonics. In that regard, the publish/subscribe messaging pattern, used as a part of the architecture, enables an efficient and well-performing communication scheme among the different components. Moreover, an indication mechanism about the different issues in a power grid is developed; it adopts the traffic light model. It works as a black box to separate smart controllers for each CS and configured only by the CSP. Smart chargers enable a smooth adjustment of the charging power to avoid drastic changes in the grid state. To that end, two types of intelligent controllers are developed and tested. While the first controller is inspired by the fuzzy logic, the second one is inspired by the slow-start mechanism used in TCP to control congestion in computer networks.
A simulative approach is applied to evaluate the solution, thereby, a topology of a real low voltage grid with realistic load and generation profiles is used. Furthermore, a set of metrics is defined regarding the main concerns of stakeholders: voltage, overloading, fairness, the satisfaction of EV users and grid operator, as well as the grid-friendly behavior of a CS/ EV user. The evaluation shows that the solution is able to guarantee a safe operation of the grid. The proposed system can ensure a grid-friendly charging by sacrificing of a small portion of user satisfaction, that sacrifice of a user is awarded via a points-based reward system. Last but not least, the proposed distributed controllers are compared to two other controllers: (1) a decentralized controller based only on sensing the local voltage and (2) a very strict centralized controller focusing on grid-friendliness. The latter ensures proportional fairness among users regarding the objective function of the optimization problem solved in each simulation step. The distributed controllers are superior to the decentralized controller in terms of grid friendly and fairness and converge in general to the centralized one.
Online social networks provide a rich source of information about millions of users worldwide. However, due to sparsity and complex structure, analyzing these networks is quite challenging and expensive. Recently, graph embedding emerged to map networked data into low-dimensional representations, i.e. vector embeddings. These representations are fed into off-the-shelf machine learning algorithms to simplify and speed up graph analytic tasks. Given the immense importance of social network analysis, in this thesis, we aim to study graph embedding for social networks in three directions.
Firstly, we focus on social networks at microscopic level to primarily encode the structural characteristic of users' personal networks so-called ego networks. These representations are utilized in evaluation tasks whose performance depends on relational information from direct neighbors. For example, social circle prediction and event attendance inference both need structural information from neighbors in social networks.
Secondly, we explore assessing the content of vector embeddings in terms of topological properties. This could be explained via two proposed approaches: 1) a learning to rank algorithm in which the model weights reveal the importance of properties at subgraph level (ego networks), 2) a regression model for direct approximation of network statistical properties at vertex level.
Thirdly, we propose extensions of graph embedding to capture sign or additional content of social networks. Users in social media often express their feelings and attitudes towards others which forms sentiment links besides social links. We design a joint objective function whose terms capture semantics of both social and sentiment links simultaneously. We also propose a multi-task learning framework for networks with attributes and labels by stacking autoencoders. The weights of the learning tasks are automatically assigned via an adaptive loss weighting layer.
The concept of programmable networks is radically changing the way communication infrastructures are designed, integrated, and operated. Currently, the topic is spearheaded by concepts such as software-defined networking, forwarding and control element separation, and network function virtualization. Notably, software-defined networking has attracted significant attention in telecommunication and data centers and thus already in some production-grade networks.
Despite the prevalence of software-defined networking in these domains, industrial networks are yet to see its benefits to encourage adoption. However, the misconceptions around the concept itself, the role of virtualization, and algorithms pose a significant obstacle.
Furthermore, the desire to accommodate new services in the automation industry results in a pattern of constantly increasing complexity of industrial networks, which is compounded by the requirement to provide stringent deterministic service guarantees considering characteristically different applications and thus posing a significant challenge for management, configuration, and maintenance as existing solutions are architecturally inflexible.
Therefore, the first contribution of this thesis addresses the misconceptions around software-defined networking by providing a comparative analysis of programmable network concepts, detailing where software-defined networks compare with other concepts and how its principles can be leveraged to evolve industrial networks.
Armed with the fundamental principles of programmable networks, the second contribution identifies virtualization technologies and proposes novel algorithms to provide varied quality of service guarantees on converged time-sensitive Ethernet networks using software-defined networking concepts.
Finally, a performance analysis of a software-defined hybrid deployment solution for control and management of time-sensitive Ethernet networks that integrates proposed novel algorithms is presented as an industrial use-case that enables industrial operators to harness the full potential of time-sensitive networks.
Das Aufzeichnen der Internetaktivität ist mit der Verknüpfung persönlicher Daten zu einer Schlüsselressource für viele kostenpflichtige und kostenfreie Dienste im Web geworden. Diese Dienste sind zum einen Webanwendungen, wie beispielsweise die von Google bereitgestellten Karten/Navigation oder Websuche, die täglich kostenlos verwendet werden. Zum anderen sind es alle Webseiten, die meist kostenlos Nachrichten oder allgemeine Informationen zu verschiedenen Themen bereitstellen. Durch das Aufrufen und die Nutzung dieser Webdienste werden alle Informationen, die im Webdienst verarbeitet werden, an den Dienstanbieter weitergeben. Dies umfasst nicht nur die im Benutzerkonto des Webdienstes gespeicherte Profildaten wie Name oder Adresse, sondern auch die Aktivität mit dem Webdienst wie das anklicken von Links oder die Verweildauer.
Darüber hinaus gibt es jedoch auch unzählige Drittparteien, welche zumeist im Hintergrund in die Webdienste eingebunden sind und das Benutzerverhalten der kompletten Webaktivität - Webseiten übergreifend - mitspeichern sowie auswerten. Der Einsatz verschiedener, in der Regel für den Benutzer verborgener Techniken, dient dazu das Online-Verhalten der Benutzer genau zu verfolgen und viele sensible Daten zu sammeln. Dieses Verhalten wird als Web-Tracking bezeichnet und wird hauptsächlich von Werbeunternehmen genutzt. Die gesammelten Daten sind oft personenbezogen und eine wertvolle Ressourcen der Unternehmen, um Beispielsweise passend zum Benutzerprofil personalisierte Werbung schalten zu können. Mit der Nutzung dieser personenbezogenen Daten entstehen aber auch weitreichendere Auswirkungen, welche sich unter anderem in Preisanpassungen für Benutzer mit speziellen Profilattributen, wie der Nutzung von teuren Endgeräten, widerspiegeln. Ziel dieser Arbeit ist es die Privatsphäre der Nutzer im Internet zu steigern und die Nutzerverfolgung von Web-Tracking signifikant zu reduzieren. Dabei stellen sich vier Herausforderungen, die jeweils einen Forschungsschwerpunkt dieser Arbeit bilden: (1) Systematische Analyse und Einordnung eingesetzter Tracking-Techniken, (2) Untersuchung vorhandener Schutzmechanismen und deren Schwachstellen,(3) Konzeption einer Referenzarchitektur zum Schutz vor Web-Tracking und (4) Entwurf einer automatisierten Testumgebungen unter Realbedingungen, um die Reduzierung von Web-Tracking in den entwickelten Schutzmaßnahmen zu untersuchen. Jeder dieser Forschungsschwerpunkte stellt neue Beiträge bereit, um einheitlich das übergeordnete Ziel zu erreichen: der Entwicklung von Schutzmaßnahmen gegen die Preisgabe sensibler Benutzerdaten im Internet. Der erste wissenschaftliche Beitrag dieser Dissertation ist eine umfassende Evaluation eingesetzter Web-Tracking Techniken und Methoden, sowie deren Gefahren, Risiken und Implikationen für die Privatsphäre der Internetnutzer. Die Evaluation beinhaltet zusätzlich die Untersuchung vorhandener Tracking-Schutzmechanismen und deren Schwachstellen. Die gewonnenen Erkenntnisse sind maßgeblich für die in dieser Arbeit neu entwickelten Ansätze und verbessern den bisherigen nicht hinreichend gewährleisteten Schutz vor Web-Tracking. Der zweite wissenschaftliche Beitrag ist die Entwicklung einer robusten Klassifizierung von Web-Tracking, der Entwurf einer effizienten Architektur zur Langzeituntersuchung von Web-Tracking sowie einer interaktiven Visualisierung des Auftreten von Web-Tracking im Internet. Dabei basiert der neue Klassifizierungsansatz, um Tracking zu identifizieren, auf der Entropie Messung des Informationsgehalts von Cookies. Die Resultate der Web-Tracking Langzeitstudien sind unter anderem 1.209 identifizierte Tracking-Domains auf den meistbesuchten Webseiten in Deutschland. Hierbei wurden innerhalb der Top 25 Webseiten im Durchschnitt 45 Tracking-Elemente pro Webseite gefunden. Der Tracker mit dem höchsten Potenzial zum Erstellen eines Benutzerprofils war doubleclick.com, da er 90% der Webseiten überwacht. Die Auswertung des untersuchten Tracking-Netzwerks ergab weiterhin einen detaillierten Einblick in die Tracking-Technik mithilfe von Weiterleitungslinks. Dabei haben wir 1,2 Millionen HTTP-Traces von monatelangen Crawls der 50.000 international meistbesuchten Webseiten analysiert. Die Ergebnisse zeigen, dass 11,6% dieser Webseiten HTTP-Redirects, verborgen in Webseiten-Links, zum Tracken verwenden. Dies wird eingesetzt, um den Webseitenverlauf des Benutzers nach dem Klick durch eine Kette von (Tracking-)Servern umzuleiten, welche in der Regel nicht sichtbar sind, bevor das beabsichtigte Link-Ziel geladen wird. In diesem Szenario erfasst der Tracker wertvolle Verbindungs-Metadaten zu Inhalt, Thema oder Benutzerinteressen der Website. Die Visualisierung des Tracking Ökosystem stellen wir in einem interaktiven Open-Source Web-Tool bereit. Der dritte wissenschaftliche Beitrag dieser Dissertation ist die Konzeption von zwei neuartigen Schutzmechanismen gegen Web-Tracking und der Aufbau einer automatisierten Simulationsumgebung unter Realbedingungen, um die Effektivität der Umsetzungen zu verifizieren. Der Fokus liegt auf den beiden meist verwendeten Tracking-Verfahren: Cookies (hierbei wird eine eindeutigen ID auf dem Gerät des Benutzers gespeichert), sowie Browser-Fingerprinting. Letzteres beschreibt eine Methode zum Sammeln einer Vielzahl an Geräteeigenschaften, um den Benutzer eindeutig zu (re- )identifizieren, ohne eine eindeutige ID auf dem Gerät zu speichern. Um die Effektivität der in dieser Arbeit entwickelten Schutzmechanismen vor Web-Tracking zu untersuchen, implementierten und evaluierten wir die Schutzkonzepte direkt im Chromium Browser. Das Ergebnis zeigt eine erfolgreiche Reduzierung von Web-Tracking um 44%. Zusätzlich verbessert das in dieser Arbeit entwickelte Konzept “Site Isolation” den Datenschutz des privaten Browsing-Modus, ermöglicht das Setzen eines manuellen Speicher-Zeitlimits von Cookies und schützt den Browser gegen verschiedene Bedrohungen wie CSRF (Cross-Site Request Forgery) oder CORS (Cross-Origin Ressource Sharing). Site Isolation speichert dabei den Status der lokalen Website in separaten Containern und kann dadurch diverse Tracking-Methoden wie Cookies, lokalStorage oder redirect tracking verhindern. Bei der Auswertung von 1,6 Millionen Webseiten haben wir gezeigt, dass der Tracker doubleclick.com das höchste Potenzial besitzt, den Nutzer zu verfolgen und auf 25% der 40.000 international meistbesuchten Webseiten vertreten ist. Schließlich demonstrieren wir in unserem erweiterten Chromium-Browser einen robusten Browser-Fingerprinting-Schutz. Der Test unseres Prototyps mittels 70.000 Browsersitzungen zeigt, dass unser Browser den Nutzer vor sogenanntem Browser-Fingerprinting Tracking schützt. Im Vergleich zu fünf anderen Browser-Fingerprint-Tools erzielte unser Prototyp die besten Ergebnisse und ist der erste Schutzmechanismus gegen Flash sowie Canvas Fingerprinting.
With the frequency and impact of data breaches raising, it has become essential for organizations to automate intrusion detection via machine learning solutions. This generally comes with numerous challenges, among others high class imbalance, changing target concepts and difficulties to conduct sound evaluation. In this thesis, we adopt a user-centered anomaly detection perspective to address selected challenges of intrusion detection, through a real-world use case in the identity and access management (IAM) domain. In addition to the previous challenges, salient properties of this particular problem are high relevance of categorical data, limited feature availability and total absence of ground truth.
First, we ask how to apply anomaly detection to IAM audit logs containing a restricted set of mixed (i.e. numeric and categorical) attributes. Then, we inquire how anomalous user behavior can be separated from normality, and this separation evaluated without ground truth. Finally, we examine how the lack of audit data can be alleviated in two complementary settings. On the one hand, we ask how to cope with users without relevant activity history ("cold start" problem). On the other hand, we seek how to extend audit data collection with heterogeneous attributes (i.e. categorical, graph and text) to improve insider threat detection.
After aggregating IAM audit data into sessions, we introduce and compare general anomaly detection methods for mixed data to a user identification approach, designed to learn the distinction between normal and malicious user behavior. We find that user identification outperforms general anomaly detection and is effective against masquerades. An additional clustering step allows to reduce false positives among similar users. However, user identification is not effective against insider threats. Furthermore, results suggest that the current scope of our audit data collection should be extended.
In order to tackle the "cold start" problem, we adopt a zero-shot learning approach. Focusing on the CERT insider threat use case, we extend an intrusion detection system by integrating user relations to organizational entities (like assignments to projects or teams) in order to better estimate user behavior and improve intrusion detection performance. Results show that this approach is effective in two realistic scenarios.
Finally, to support additional sources of audit data for insider threat detection, we propose a method representing audit events as graph edges with heterogeneous attributes. By performing detection at fine-grained level, this approach advantageously improves anomaly traceability while reducing the need for aggregation and feature engineering. Our results show that this method is effective to find intrusions in authentication and email logs.
Overall, our work suggests that masquerades and insider threats call for different detection methods. For masquerades, user identification is a promising approach. To find malicious insiders, graph features representing user context and relations to other entities can be informative. This opens the door for tighter coupling of intrusion detection with user identities, roles and privileges used in IAM solutions.
The current movement towards a smart grid serves as a solution to present power grid challenges by introducing numerous monitoring and communication technologies. A dependable, yet timely exchange of data is on the one hand an existential prerequisite to enable Advanced Metering Infrastructure (AMI) services, yet on the other a challenging endeavor, because the increasing complexity of the grid fostered by the combination of Information and Communications Technology (ICT) and utility networks inherently leads to dependability challenges.
To be able to counter this dependability degradation, current approaches based on high-reliability hardware or physical redundancy are no longer feasible, as they lead to increased hardware costs or maintenance, if not both. The flexibility of these approaches regarding vendor and regulatory interoperability is also limited. However, a suitable solution to the AMI dependability challenges is also required to maintain certain regulatory-set performance and Quality of Service (QoS) levels.
While a part of the challenge is the introduction of ICT into the power grid, it also serves as part of the solution. In this thesis a Network Functions Virtualization (NFV) based approach is proposed, which employs virtualized ICT components serving as a replacement for physical devices. By using virtualization techniques, it is possible to enhance the performability in contrast to hardware based solutions through the usage of virtual replacements of processes that would otherwise require dedicated hardware. This approach offers higher flexibility compared to hardware redundancy, as a broad variety of virtual components can be spawned, adapted and replaced in a short time. Also, as no additional hardware is necessary, the incurred costs decrease significantly. In addition to that, most of the virtualized components are deployed on Commercial-Off-The-Shelf (COTS) hardware solutions, further increasing the monetary benefit.
The approach is developed by first reviewing currently suggested solutions for AMIs and related services. Using this information, virtualization technologies are investigated for their performance influences, before a virtualized service infrastructure is devised, which replaces selected components by virtualized counterparts. Next, a novel model, which allows the separation of services and hosting substrates is developed, allowing the introduction of virtualization technologies to abstract from the underlying architecture. Third, the performability as well as monetary savings are investigated by evaluating the developed approach in several scenarios using analytical and simulative model analysis as well as proof-of-concept approaches. Last, the practical applicability and possible regulatory challenges of the approach are identified and discussed.
Results confirm that—under certain assumptions—the developed virtualized AMI is superior to the currently suggested architecture. The availability of services can be severely increased and network delays can be minimized through centralized hosting. The availability can be increased from 96.82% to 98.66% in the given scenarios, while decreasing the costs by over 60% in comparison to the currently suggested AMI architecture. Lastly, the performability analysis of a virtualized service prototype employing performance analysis and a Musa-Okumoto approach reveals that the AMI requirements are fulfilled.