Lipschitz and approximation bounds for neural networks

  • The present cumulative thesis is concerned with theoretical properties of (deep) fully connected neural networks. It is based on five publications and can be divided into two parts. In the first part, we establish bounds on the ℓᵖ-Lipschitz constants of deep ReLU neural networks at initialization, that is, networks with random weights and biases. More precisely, we assume that the weights and biases are drawn according to a generalization of the popular He initialization. In the zero-bias case, we prove upper and lower high-probability bounds for wide networks that differ only by a logarithmic factor in the network width and a polynomial factor in the network depth. We then extend the analysis to symmetric bias distributions, for which similar bounds are established. The second part of the thesis investigates the approximation capabilities of complex-valued neural networks (CVNNs), that is, networks with complex-valued weights and biases and with activation functions mapping from ℂ to ℂ. We prove sharp quantitative bounds for theThe present cumulative thesis is concerned with theoretical properties of (deep) fully connected neural networks. It is based on five publications and can be divided into two parts. In the first part, we establish bounds on the ℓᵖ-Lipschitz constants of deep ReLU neural networks at initialization, that is, networks with random weights and biases. More precisely, we assume that the weights and biases are drawn according to a generalization of the popular He initialization. In the zero-bias case, we prove upper and lower high-probability bounds for wide networks that differ only by a logarithmic factor in the network width and a polynomial factor in the network depth. We then extend the analysis to symmetric bias distributions, for which similar bounds are established. The second part of the thesis investigates the approximation capabilities of complex-valued neural networks (CVNNs), that is, networks with complex-valued weights and biases and with activation functions mapping from ℂ to ℂ. We prove sharp quantitative bounds for the worst-case approximation error when approximating Cʳ-functions by shallow CVNNs, both under continuous weight selection and without any assumptions on the weight selection. As part of this analysis, we generalize well-known results on the approximation properties of univariate ridge functions to the multivariate setting. Moreover, we study the universality of deep, narrow CVNNs, that is, classes of CVNNs with restricted width but arbitrary depth.…show moreshow less

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Metadaten
Author:Paul Geuchen
URN:urn:nbn:de:bvb:824-opus4-10570
Subtitle (English):[cumulative dissertation]
Advisor:Felix Voigtlaender, Helmut Bölcskei
Document Type:Doctoral thesis
Language of publication:English
Year of creation:2026
Date of first Publication:2026/07/14
Publishing Institution:Katholische Universität Eichstätt-Ingolstadt
Awarding Institution:Katholische Universität Eichstätt-Ingolstadt, Mathematisch-Geographische Fakultät
Date of final examination:2025/10/20
Release Date:2026/07/14
GND Keyword:Künstliche Intelligenz; Neuronales Netz; Lipschitz-Stetigkeit; Komplexe Zahl; Approximationstheorie
Pagenumber:411 Seiten ; Diagramme
Faculty:Mathematisch-Geographische Fakultät / Mathematik
MSC-Classification:26-XX REAL FUNCTIONS [See also 54C30] / 26Axx Functions of one variable / 26A16 Lipschitz (Hölder) classes
30-XX FUNCTIONS OF A COMPLEX VARIABLE (For analysis on manifolds, see 58-XX) / 30Exx Miscellaneous topics of analysis in the complex domain / 30E10 Approximation in the complex domain
31-XX POTENTIAL THEORY (For probabilistic potential theory, see 60J45) / 31Axx Two-dimensional theory / 31A30 Biharmonic, polyharmonic functions and equations, Poisson`s equation
41-XX APPROXIMATIONS AND EXPANSIONS (For all approximation theory in the complex domain, see 30E05 and 30E10; for all trigonometric approximation and interpolation, see 42A10 and 42A15; for numerical approximation, see 65Dxx) / 41Axx Approximations and expansions / 41A25 Rate of convergence, degree of approximation
41-XX APPROXIMATIONS AND EXPANSIONS (For all approximation theory in the complex domain, see 30E05 and 30E10; for all trigonometric approximation and interpolation, see 42A10 and 42A15; for numerical approximation, see 65Dxx) / 41Axx Approximations and expansions / 41A30 Approximation by other special function classes
41-XX APPROXIMATIONS AND EXPANSIONS (For all approximation theory in the complex domain, see 30E05 and 30E10; for all trigonometric approximation and interpolation, see 42A10 and 42A15; for numerical approximation, see 65Dxx) / 41Axx Approximations and expansions / 41A63 Multidimensional problems (should also be assigned at least one other classification number in this section)
46-XX FUNCTIONAL ANALYSIS (For manifolds modeled on topological linear spaces, see 57Nxx, 58Bxx) / 46Exx Linear function spaces and their duals [See also 30H05, 32A38, 46F05] (For function algebras, see 46J10) / 46E35 Sobolev spaces and other spaces of \smooth" functions, embedding theorems, trace theorems
60-XX PROBABILITY THEORY AND STOCHASTIC PROCESSES (For additional applications, see 11Kxx, 62-XX, 90-XX, 91-XX, 92-XX, 93-XX, 94-XX) / 60Bxx Probability theory on algebraic and topological structures / 60B20 Random matrices (probabilistic aspects; for algebraic aspects see 15B52)
60-XX PROBABILITY THEORY AND STOCHASTIC PROCESSES (For additional applications, see 11Kxx, 62-XX, 90-XX, 91-XX, 92-XX, 93-XX, 94-XX) / 60Gxx Stochastic processes / 60G15 Gaussian processes
68-XX COMPUTER SCIENCE (For papers involving machine computations and programs in a specific mathematical area, see Section {04 in that areag 68-00 General reference works (handbooks, dictionaries, bibliographies, etc.) / 68Txx Artificial intelligence / 68T15 Theorem proving (deduction, resolution, etc.) [See also 03B35]
License (German):License LogoKeine Lizenz - es gilt das deutsche Urheberrecht
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