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In accordance with the IAEA transport regulations, the design of special form radioactive material (SFRM) shall resist a severe transport accident without undue loss or dispersal of radioactive material. The safety assessment for design approval includes besides the program for physical tests (impact, percussion, bending and heat test) also the evaluation of the management system for design, manufacture, testing, documentation, use, maintenance, and inspection.
SFRM source design plus management system shall ensure, that every specimen of the approved design is able to survive the severe mechanical and thermal tests at any time of its SFRM-working life.
Due to the long-term use of SFRM designs in most cases, the assessment of the source ageing behavior is an important aspect in the approval procedure. Different fields of application imply a wide range of environmental conditions, from clean room atmosphere to highly aggressive industrial conditions. Besides of radioactive content, corrosion is a main factor for possible SFRM design degradation.
Although the IAEA Advisory Material SSG-26 already implies an indication of the need for considering ageing mechanisms, suitable amendments in the regulatory requirements of SSR-6 should be introduced to make the approval procedure more transparent and help to reduce rounds of questions by the authority. A supplementary requirement for considering of ageing mechanisms could be a helpful contribution to an international harmonization of the approval procedure.
This paper will describe major influencing factors to be considered to assess the ageing behavior of a SFRM design and will identify the need for a regulatory specification of a SFRM-working life as basis for the assessment of the SFRM design regarding time-dependent weakening. A proposal for an explicit requirement for consideration of ageing mechanisms in safety assessment of SFRM, which should be considered in the ongoing SSR-6 revision cycle, will be explained.
In accordance with the IAEA transport regulations, the design of special form radioactive material (SFRM) shall resist a severe transport accident without undue loss or dispersal of radioactive material. The safety assessment for design approval includes besides the program for physical tests (impact, percussion, bending and heat test) also the evaluation of the management system for design, manufacture, testing, documentation, use, maintenance, and inspection.
SFRM source design plus management system shall ensure, that every specimen of the approved design is able to survive the severe mechanical and thermal tests at any time of its SFRM-working life.
Due to the long-term use of SFRM designs in most cases, the assessment of the source ageing behavior is an important aspect in the approval procedure. Different fields of application imply a wide range of environmental conditions, from clean room atmosphere to highly aggressive industrial conditions. Besides of radioactive content, corrosion is a main factor for possible SFRM design degradation.
Although the IAEA Advisory Material SSG-26 already implies an indication of the need for considering ageing mechanisms, suitable amendments in the regulatory requirements of SSR-6 should be introduced to make the approval procedure more transparent and help to reduce rounds of questions by the authority. A supplementary requirement for considering of ageing mechanisms could be a helpful contribution to an international harmonization of the approval procedure.
This paper will describe major influencing factors to be considered to assess the ageing behavior of a SFRM design and will identify the need for a regulatory specification of a SFRM-working life as basis for the assessment of the SFRM design regarding time-dependent weakening. A proposal for an explicit requirement for consideration of ageing mechanisms in safety assessment of SFRM, which should be considered in the ongoing SSR-6 revision cycle, will be explained.
In accordance with the IAEA transport regulations Special Form Radioactive Material (SFRM) is either an indispersible solid radioactive material or a sealed capsule containing radioactive material.
The design of special form radioactive material has to resist a severe transport accident without undue loss or dispersal of radioactive material. The safety assessment for design approval shall include besides the required test program (impact, percussion, bending and heat test) also the evaluation of the management system for design, manufacture, testing, documentation, use, maintenance and inspection. The specified quality assurance measures have to assure, that every specimen of the approved design is produced in the same verified quality and every specimen must be able to survive the severe mechanical and thermal tests at any time of its working life.
Due to the long-term use of SFRM the consideration of ageing is an important aspect in the approval procedure by BAM, the competent authority for SFRM approval in Germany. Different fields of application imply a wide range of environmental conditions, from clean room atmosphere to highly aggressive industrial conditions. So, besides of radioactive content, corrosion is a main factor for possible design degradation.
This paper will describe major influencing factors to be taken into account to assess the ageing behavior of a SFRM design and will emphasize that there is a need for a regulatory specification of a SFRM-working life as basis for the aging evaluations.
The consideration of ageing mechanisms is with integration into the IAEA-requirements now obligatory for the design of transport packages. For packages intended to be used for shipment after storage the consideration of the effects of ageing mechanisms during storage in safety analyses and the implementation of corresponding instructions for operation and maintenance are required. Therefore, these packages have been maintained during storage in a manner that all requirements specified in the IAEA-requirements and in the applicable certificates of approval have been fulfilled.
BAM is the competent authority in Germany for evaluating the thermal and mechanical design of packages for the transport of radioactive materials. In this context, BAM also evaluates the aging mechanisms and aging effects occurring during the long-term storage period of such transport packages. BAM has developed a guideline for the implementation of ageing assessment and of the measures for ageing management into the approval procedure based on IAEA-requirements.
The goal of the presented paper is to introduce this guideline and the general approach for ageing management requirements and to describe the application to a specific package design. The type and amount of the ageing management not only depend on the use of the packaging, but also on the accessibility of the components that are considered in the ageing assessment. The different operating phases of a packaging are considered for the ageing assessment, such as loading, interim storage or transport.
The implementation of measures for ageing management is divided into three levels – systemic measures, package design related measures and documentation. The systemic measures are attributed to the general management system and define the whole activities for organization of ageing management like structure, responsibilities, documentation, reports and evaluation. The package design related measures are defined in an ageing management plan. These measures shall ensure that the anticipated changes of the package design under consideration of ageing effects still complies with the design approval specification. Therefore, an ageing surveillance program and, if necessary, a gap analysis program shall be developed. The ageing management documentation ensures the continuous documentation of the compliance of a specific package to the approved package design, comprising mainly records resulting from operation and surveillance.
Die IAEA Transportempfehlungen stellen die Basis der sicherheitstechnischen Anforderungen von Behältern zum Transport radioaktiver Stoffe dar. Sie gelten als international harmonsiert und werden regelmäßig an den Stand von Wissenschaft und Technik angepasst. Der laufende Revisionsprozess berücksichtigt mehr als 150 Vorschläge zur Weiterentwicklung des Regelwerks. Wesentliche Themen, die für die hoheitlichen Prüfungen im Zuständigkeitsbereich der BAM eine Rolle spielen, werden im Vortrag vorgestellt. Das Implementieren der besonderen sicherheitstechnischen Anforderungen an Zwischenlagerbehälter werden im Detail behandelt. Ebenfalls von Interesse ist die Weiterenticklung der Anforderungen, die den Einfluss des radioaktiven Inventars auf das Verschlusssystem bei Fallprüfungen diskutiert.
Transport packages for spent nuclear fuel have to be assessed with respect to specific transport conditions which are defined in the regulations of the International Atomic Energy Agency. The physical state of the spent fuel and the fuel rod cladding as well as the geometric configuration of the fuel assemblies are important inputs for the evaluation of the package capabilities under these conditions. Cracks or failures in the fuel rod cladding can cause the release of gas, volatiles or fuel particles into the cavity. The amount of substances in the cavity has to be considered in the assessment of the activity release and criticality safety.
The mechanical analysis of the compound system formed by the fuel rod cladding and the spent fuel pellets is very difficult due to the limited knowledge of the material properties and the insufficient understanding of the interaction between pellets and cladding and between adjacent pellets. The variation of fuel assembly properties regarding cladding material, burn-up and the history of usage makes reliable predictions of the fuel rod behavior even harder.
For a better understanding about the behavior of spent fuel rods, JRC-ITU and BAM have started a joint research project. In this context, JRC-ITU has developed a test device which allows quasi-static 3-point-bending test on fuel rod segments in the hot cell. The loads are applied with respect to the boundary conditions of the activity release assessment. This paper deals with the numerical calculation of a single fuel rod segment under bending load. The aim is to identify the governing mechanical parameters by the variation of constitutive assumptions, contact conditions, inner constraints, etc. This knowledge helps for the interpretation of the experimental results. Furthermore, the improved understanding about the behavior of the cladding-pellets system will be beneficial for the assessment of spent fuel transport conditions.
Load attachment points, consisting of the lifting component and corresponding bolt connections, and lid systems, consisting of a lid, gaskets and bolt connections, are usually analyzed numerically using the Finite Element Method. Reasons for applying the FEM are complex geometry, specific load distribution and the violation of application criteria for analytical approaches. For example the elementary beam theory is not suitable for the calculation of compact trunnions and the Kirchhoff plate theory is not suitable for the calculation of lids with a large thickness to diameter ratio because the Bernoulli-hypothesis is violated. In addition for structural integrity assessments often local stress and for the evaluation of lid systems tightness local contact opening are needed, which can be obtained only through accurately discretized numerical models.
Independent comparative calculations are essential for complex calculations. Simplified but appropriate analytical approaches are an efficient way of examination. Is it possible to provide conservative analytical estimates of such kind of analysis problems? Are analytical calculations an appropriate approach in today's authority assessment business? Using the example of bolted trunnion and lid systems of a heavy package the possibilities and limits of analytical comparative calculations are shown.
The containment systems of transport and storage casks for spent fuel and highlevelradioactive waste usually include bolted lids with metallic or elastomeric seals. The mechanical and thermal loadings associated with the routine, normal and accident conditions of transport can have a significant effect on the leak tightness of such containment system.
Scaled cask models are often used for providing the required mechanical and thermal tests series.Leak tests have been conducted on those models.
It is also common practice to use scaled component tests to investigate the influence of deformations or displacements of the lids and the seals on the standard leakage rate as well as to study the temperature and time depending alteration of the seals.
In this paper questions of the transferability of scaled test results to the full size design of the containment system will be discussed.
The containment systems of transport casks for spent fuel and high radioactive waste usually include bolted lids with metallic or elastomeric seals.
The mechanical and thermal loadings associated with the routine, normal and accident conditions of transport can have a significant effect on the leak tightness of such containment system.
Scaled cask models are often used for providing the required mechanical and thermal tests series. Leak tests have been conducted on those models.
It is also common practice to use scaled component tests to investigate the influence of deformations or displacements of the lids and the seals on the standard leakage rate as well as to study the temperature and time depending alteration of the seals.
In this paper questions of the transferability of scaled test results to the full size design of the containment system will be discussed.
The mechanical and thermal loadings associated with the routine, normal and accident conditions of transport can have a significant effect on the leak tightness of the containment system of transport casks for spent fuel and high radioactive waste. The containment systems of such transport casks usually include bolted lids with metallic or elastomeric seals.
Scaled cask models are often used for providing the required mechanical and thermal tests series. Leak tests have been conducted on those models.
It is common practice to use scaled component tests to investigate the influence of deformations or displacements of the lids and the seals on the standard leakage rate as well as to study the temperature and time depending alteration of the seals.
In this paper questions and open points of the transferability of scaled test results to the fullscale design of the containment system will be discussed.
BAM Federal Institute for Materials Research and Testing is the competent authority for mechanical safety assessment of transport packages for radioactive material in Germany. The further development of state-of-the-art technology concerning assessment methods is essential for a qualified work of involved designers and authority experts. The paper gives an example of current development done to improve understanding and modeling capabilities of wood filled impact limiter. In order to reduce the loads applied to the package containment, which result from regulatory drop tests, most packages are protected by energy dissipating impact limiter. Wood, encapsulated by steel sheets, is one of the materials typically used for energy dissipation in these impact limiter. Very often, mechanical safety cases regarding the 9 m drop test are performed computationally, where it is essential to use reliable and verified computational methods and models. In this context, the paper presents an approach for a finite element material model for wood. Thereby, the mechanical behavior of wood under compression loading is the focus of the development work. Additionally, material orientation as well as strain rate, temperature and lateral constraint may vary. A large number of experiments, particularly compression tests, was designed and performed to establish an adequate experimental database for modeling verification. The experimental results enabled the derivation of necessary requirements: The material model has to take into account strain rate and temperature dependencies as well as the anisotropic characteristics of the material, a proper yield criterion, flow rule and hardening law. Such a material model is currently not available in established commercial dynamic finite element codes. Thus it is necessary to create a user-defined material model considering the mentioned requirements. A first step was done by determining a yield surface as well as detecting flow and hardening mechanisms from experimental force-deflection curves. In a next step the LS-DYNA material model MAT_75 was altered according to conclusions of former BAM development work, regarding the modeling of post-peak softening as a function of lateral constraint. Future research will contain the further development, implementation and verification of a material model for wood.
The most relevant source of reference for load cases of packages for the transport of radioactive material under routine conditions is Appendix IV of the International Atomic Energy Agency (IAEA) Advisory Material TS-G-1·1. The acceleration values given there leave many questions open and have to be agreed upon with the involved competent authorities. Consequently, the actual load cases applied for a safety analysis may differ widely and could cause problems for international transport. To avoid such difficulties, it seems obvious that the according passages in TS-G-1·1 should be modified with the objective of making the load case data more consistent for a harmonized application in the IAEA member states. Papers pointing out in this direction were discussed at the PATRAM 2010 conference. The way to improve the acceleration data may lie in investigations and measurements considering, for example different types of vehicles and package masses. However, what should be the goal of such kind of surveys? Can such investigation provide values for every worldwide load case possible under routine conditions of transport? In particular, the different designs of vehicles give a reason to doubt that such an aim is realistic. The approach in this paper is to show that a less ambitious aim is more effective. Therefore, an approximate scheme is preferred, which renders better assistance in determining the appropriate acceleration values.
Packages for the transport of radioactive material are often equipped with impact limiters consisting of wood, encapsulated by steel sheets. These impact limiters shall ensure that the transport casks meet the mechanical and thermal IAEA regulatory test requirements. According to the accident conditions of transport it is mandatory to expose the specimens to a cumulative effect by mechanical and thermal impacts. The mechanical tests consist of a free drop from 9 m onto a flat unyielding target and a 1 m drop onto a puncture bar. After damage caused by mechanical test sequences the package has to withstand a severe fire scenario. Corresponding to the IAEA advisory material it is required that the impact attitudes for the 9 m drop test and for the puncture test have to be such as to produce maximum damage, taking into account the thermal test. Moreover, any damage, which would give rise to increased radiation or loss of containment or affect the confinement system after the thermal test, should be considered. During and following the thermal test, the specimen shall not be artificially cooled and any combustion of materials of the package shall be permitted to proceed naturally. Different works from the French Institute for Radiological Protection and Nuclear Safety (IRSN) and BAM show that additional energy supply from a pre-damaged impact limiter to the cask could occur. This effect should be considered within the safety assessment of the containment. Thermal effects at the closure system of the cask, which might result in an elevated activity release, have to be excluded. BAM conducted small scale tests with wood filled metal buckets showing continuing combustion processes during the cooling down phase. These test results are presented. As not much is known about smouldering processes in wood filled impact limiters, it is highly complex to define pre-damage of impact limiters, which are conservative, regarding the maximum damaging energy flow from the impact limiter to the containment system. More research has to be done to develop models to examine the effects of smouldering impact limiters on the containment of packages for the transport of radioactive material. Aspects of assessment and its difficulties are shown. BAM as a competent authority for the approval of transport casks for radioactive material in Germany operates the test facilities to examine the issue of mechanical damage, combustion and heat transfer for such kind of package systems. For this purpose the knowledge from real drop tests with casks of a mass partly over 100 tons was transferred to a test application. A thermal test will take place with a wood filled test specimen with a diameter of about 2.3 meters. The aim is to understand the phenomena of smouldering under the consideration of relevant regulatory boundary conditions. The process of smouldering is described with regard to the requirements in the thermal assessment of safety of packages for the transport of radioactive material. Requirements concerning the pre-damage of packages for the maximum damage of impact limiters are discussed. Parameters influencing the smouldering process are identified.
Packages for intermediate level waste (ILW) often contain residual water besides the actual waste. The water either exists as obvious free water or it may be bound physically or chemically, e.g. as pore water.
Water driven gas generation could occur by vaporisation and by radiolysis.
Steam as the result of vaporisation causes an increasing pressure inside a package and can affect corrosion. Vaporisation and condensation processes itself change the thermal behaviour of the content especially during strongly unsteady thermal situations like accident fire situations.
Radiolysis changes the chemical composition of the content which could cause an unexpected interaction, e.g. hydrogen embrittlement. Besides the pressure build-up the radiolysis of water generates hydrogen and oxygen, which can be highly flammable respectively explosive.
The gas generation caused by vaporisation and radiolysis must be taken into account during the design and the safety assessment of a package. Pressure build-up, a changed thermal behaviour and content chemistry, and especially the risk of accumulation of combustible gases exceeding the limiting concentration for inflammability has to be considered in the safety assessment. Approaches to ensure the transportability of stored packages due to radiolysis will be discussed.
Transport packages for spent nuclear fuel have to be assessed with respect to specific transport conditions which are defined in the safety regulations of the International Atomic Energy Agency. In general, gastight fuel rods constitute the first barrier of the containment system. The physical state of the spent fuel and the fuel rod cladding as well as the geometric configuration of the fuel assemblies are important inputs for the evaluation of the package safety under transport conditions. The objective of this paper is to discuss the methodologies accepted by BAM for the authority assessment of spent fuel behavior within the package design approval procedure of German package designs. In particular, cracks or failures in the fuel rod cladding can occur under regulatory transport conditions. These defects can cause the release of gas, volatiles, fuel particles or fragments into the package cavity and have to be considered properly in the safety analysis. Another issue is the transport of defective fuel rods. One concept is to use special canisters which can be handled like fuel assemblies. This concept requires additional assessment concerning drying, sealing and the mechanical and thermal design of such canisters. The package as a mechanical system is characterized by a complex set of interactions, e.g. between the fuel rods within the assembly as well as between the fuel assemblies, the basket, and the cask containment. This complexity together with the limited knowledge about the material properties and the variation of the fuel assemblies regarding cladding material, burn-up and the operation history makes an exact mechanical analysis of the fuel rods nearly impossible. The simplified approaches to consider conservatively spent fuel behavior currently accepted by BAM are presented here.
German packages for the transport of spent nuclear fuel are assessed with respect to specific transport conditions which are defined in the safety regulations of the International Atomic Energy Agency.
In general, gastight fuel rods constitute the first barrier of the containment system. The physical state of the spent fuel and the fuel rod cladding as well as the geometric configuration of the fuel assemblies are important inputs for the evaluation of the package safety under transport conditions. The objective of this paper is to discuss the methodologies accepted by German authority BAM for the evaluation of spent fuel behavior within the package design approval procedure.
Specific test conditions will be analyzed with regard to assumptions to be used in the activity release and criticality safety analysis. In particular the different failure modes of the fuel rods, which can cause release of gas, volatiles, fuel particles or fragments, have to be properly considered in these assumptions.
The package as a mechanical system is characterized by a complex set of interactions, e.g. between the fuel rods within the assembly as well as between the fuel assemblies, the basket, and the cask containment. This complexity together with the limited knowledge about the material properties and the variation of the fuel assemblies regarding cladding material, burn-up and the operation history makes an exact mechanical analysis of the fuel rods nearly impossible.
The application of sophisticated numerical models requires extensive experimental data for model verification, which are in general not available. The gaps in information concerning the material properties of cladding and pellets, especially for the high burn-up fuel, make the analysis more complicated additionally, and require a conservative approach.
In this context some practical approaches based on experiences by BAM within safety assessment of packages for transport of spent fuel will be discussed.
Ongoing research activities to investigate SNF mechanical behavior in view of gas and fissile material release under transport loads are presented.
German packages for the transport of spent nuclear fuel are assessed with respect to specific transport conditions which are defined in the safety regulations of the International Atomic Energy Agency.
In general, gastight fuel rods constitute the first barrier of the containment system. The physical state of the spent fuel and the fuel rod cladding as well as the geometric configuration of the fuel assemblies are important inputs for the evaluation of the package safety under transport conditions. The objective of this paper is to discuss the methodologies accepted by German authority BAM for the evaluation of spent fuel behavior within the package design approval procedure.
Specific test conditions will be analyzed with regard to assumptions to be used in the activity release and criticality safety analysis. In particular the different failure modes of the fuel rods, which can cause release of gas, volatiles, fuel particles or fragments, have to be properly considered in these assumptions.
The package as a mechanical system is characterized by a complex set of interactions, e.g. between the fuel rods within the assembly as well as between the fuel assemblies, the basket, and the cask containment. This complexity together with the limited knowledge about the material properties and the variation of the fuel assemblies regarding cladding material, burn-up and the operation history makes an exact mechanical analysis of the fuel rods nearly impossible.
The application of sophisticated numerical models requires extensive experimental data for model verification, which are in general not available. The gaps in information concerning the material properties of cladding and pellets, especially for the high burn-up fuel, make the analysis more complicated additionally, and require a conservative approach.
In this context some practical approaches based on experiences by BAM within safety assessment of packages for transport of spent fuel will be discussed.
Ongoing research activities to investigate SNF mechanical behavior in view of gas and fissile material release under transport loads are presented.
Assessment experience on packages loaded with damaged spent nuclear fuel for transport after storage
(2018)
In 2017 the first German package approval certificate was issued for a dual purpose cask (DPC) design with encapsulated damaged spent nuclear fuel. At the Bundesanstalt für Materialforschung und -prüfung (BAM) a comprehensive assessment procedure was carried out with respect to the mechanical and thermal design, the containment design and quality assurance for manufacturing and operation. Main objective of this procedure was to verify the Package Design Safety Report (PDSR) fulfils the requirements according to the IAEA regulations SSR-6.
Until now only standard spent nuclear fuel assemblies were designated for interim storage and transports. Due to nuclear phase out in Germany all other kinds of SNF in particular damaged fuel has to be packed. Therefore specific requirements have to be considered in accordance with international experiences written in IAEA technical reports. In Germany damaged spent nuclear fuel (DSNF) needs a tight encapsulation with special encapsulations and clearly defined properties.
Due to the limited amount of DSNF these encapsulations are designed for storage and transport in existing packages. From the assessment experience it has been seen, corresponding PDSR need an extensively expansion to cover the design of these encapsulations and their influences on the package. Then such well-defined encapsulations can be handled like standard fuel assemblies. The main difference to standard package components is, encapsulations with permanent closure achieve their specified condition not after manufacturing but only during operation after loading and closing.
Thus specific handling instruction and test procedures are necessary especially for welding, where BAM is able to survey the quality of this first part of operation.
In the approval procedure of transport packages for radioactive materials, the mechanical and thermal safety assessment is carried out in Germany by competent authority BAM. In recent years BAM was involved in several licensing procedures of new spent fuel and HLW package designs, where the cask body was made of Ductile Cast Iron (DCI). According to IAEA regulations package designs have to fulfill requirements for specific conditions of transport. Type B(U) packages must withstand the defined accident conditions of transport. The temperature range from -40°C up to the operational temperature has to be considered. For the cask material DCI, it is necessary to determine the brittle fracture behavior. The German guideline BAM-GGR 007 defines requirements for the fracture mechanics of DCI. Due to complex structure of the cask body and the dynamic loading a fracture mechanical assessment in an analytical kind is not always possible. Experience of recent design approval procedures show that the application of numerical calculations are applicable to determine the fracture mechanical load in the cask body. At the first step a numerical analysis has to be done to identify the loading state at the whole cask body. Secondly an analysis of a detail of the cask body is made considering the displacement boundary conditions of the global model. An artificial flaw is considered in this detailed model to calculate the fracture mechanical loading state. The finite element mesh was strongly refined in the area of flaw. The size of the artificial flaw is characterized by the ultrasonic inspection used for the quality assurance of the package. The applicant developed additional analysis tools for calculation of stress intensity factor and/or J-Integral. The assessment approach by BAM led to the decision to develop own tools to the possibility for independent check of the results.
The paper describes the authority assessment approach for the DCI fracture mechanics analysis. The validation procedure incl. the development of own tools is explained. BAM developed a post-processor called JINFEM to determine the fracture mechanical loads. The regulatory 1 m puncture bar drop test is used to give an example of the assessment procedure.
In the design approval of transport packages for radioactive materials, the mechanical and thermal safety assessment is carried out in Germany by competent authority BAM. In recent years BAM was involved in several licensing procedures of new spent fuel and HLW package designs, where the cask body is of Ductile Cast Iron (DCI). According to IAEA regulations package designs have to fulfill requirements for specific conditions of transport. Type B(U) packages must withstand the defined accident conditions of transport. The temperature range from -40°C up to the operational temperature has to be considered. For the cask material DCI, it is necessary to determine safety against brittle fracture. The German guideline BAM-GGR 007 defines requirements for fracture mechanics of packagings made of DCI. Due to complex cask body structure and the dynamic loading a fracture mechanical assessment by analytical approaches is not always possible. Experience of recent design approval procedures show that the application of numerical calculations are applicable to determine the stresses and stress intensity factors in the cask body. At the first step a numerical analysis has to be done to identify
the loading state at the whole cask body. Secondly an analysis of a detail of the cask body is made considering the displacement boundary conditions of the global model. An artificial flaw is considered in this detailed model to calculate the fracture mechanical loading state. The finite element mesh was strongly refined in the area of the flaw. The size of the artificial flaw is based on the ultrasonic inspection acceptance criteria applied for cask body manufacture. The
applicant (GNS) developed additional analysis tools for calculation of stress intensity factor and/or J-Integral. The assessment approach by BAM led to the decision to develop own tools to the possibility for independent proof of the results.
The paper describes the authority assessment approach for DCI fracture mechanics analysis. The validation procedure incl. the development of own tools is explained. BAM developed a postprocessor to determine the fracture mechanical loads. A horizontal 1 m puncture bar drop test is used to give a detailed description of the assessment procedure.
Assessment of quality management for transport packages not requiring authority design approval
(2018)
The majority of transports of radioactive materials are carried out in packages which don’t need a package design approval of a competent authority. Low active radioactive materials are transported in such kind of packages e.g. in the medical and pharmaceutical industry and in the nuclear industry as well.
In Germany the decision to phase out nuclear energy leads to a strong demand for packages to transport low and middle active radioactive waste due to the dismantling and decommissioning of nuclear power plants. According to IAEA regulations the “non-competent authority approved package types” are the excepted packages and the industrial packages of Type IP-1, IP-2 and IP-3 and of Type A.
For the packages of Type IP-2, IP-3 and Type A an assessment by the German competent authority is required for the quality management for the design, manufacture, testing, documentation, use, maintenance and inspection. In general a compliance audit of the manufacturer of the packaging is required during this assessment procedure.
Specific attention should be paid on safety demonstrations transmitted by applicants in the case of approval request for the package designs containing enriched UF6. Concerning the shipment of enriched UF6, the package designs consist in general of a filled 30B cylinder surrounded by an overpack.
The description of the content, considering the UF6 origin, i.e. natural or reprocessed, shall be clearly justified especially when the UF6 isotopic composition exceeds the limits specified in ASTM standards.
Concerning the containment of the UF6, the applicant shall demonstrate in all conditions of Transport the leak-tightness of the valve and plug of the cylinders filled with enriched UF6. In this regard, when justifications are based on numerical calculations, the absence of contact between These components of the cylinder and the internal surfaces of the overpack after the regulatory drop tests shall be shown. In particular, absence of contact between the valve and any other component of the packaging shall be confirmed to respect the current IAEA regulations [3]. If complementary calculations show a contact between the plug and the internal surfaces of the overpack, additional tests are required to confirm that the strength resulting from this contact will not affect the plug leak-tightness. It can be noticed that the future revision of the IAEA regulations will include additional provision in case of contact of the plug with any other component of the packaging. In addition, the applicant shall demonstrate that the melting temperature of the valve, including the tinned joint, will not be exceeded during the regulatory fire test.
Furthermore, the representativeness of the ballast used to simulate the behaviour of the UF6 loaded within the cylinder shall be justified if drop tests are performed.
Finally, specific provisions relative to the use of plugs and the maintenance of cylinders should be included in the safety analysis reports.
The safety demonstrations realized by applicants in the case of approval request for the package designs containing enriched UF6 have to take into account some specific technical issues. Concerning the shipment of enriched UF6, the package designs consist in general of a filled 30B cylinder surrounded by an overpack.
The description of the content, considering the UF6 origin, i.e. natural or reprocessed, shall be clearly justified especially when the UF6 isotopic composition exceeds the limits specified in ASTM standards.
Concerning the containment of the UF6, the applicant shall demonstrate in all conditions of transport the leak-tightness of the valve and plug of the cylinders filled with enriched UF6. In this regard, when mechanical justifications are based on numerical calculations, the absence of contact between these components of the cylinder and the internal surfaces of the overpack after the regulatory drop tests shall be shown to respect the IAEA regulations.
Furthermore, the representativeness of the ballast used to simulate the behaviour of the UF6 loaded within the cylinder shall be justified if drop tests are performed. The representativeness of the ballast should also be justified for numerical calculations.
In addition, the applicant shall demonstrate that the melting temperature of the valve and the plug, including the tinned joint, will not be exceeded during the regulatory fire test.
Finally, specific provisions relative to the use of plugs and the maintenance of cylinders should be included in the safety analysis report.
In Germany current package design safety cases include more and more advanced numerical methods, e. g. finite element analysis (FEA), often in combination with local concepts of strength evaluation of the structure. This approach requires extensive modeling and verification procedures. As a consequence the efforts of authority assessment of design safety analysis increase as well. Only the check of pre- and post-data of numerical calculations is often not sufficient for the safety assessment. On the other hand own analyses of the mechanical problem by performing an Independent numerical modeling and analyzing is not always realizable. Therefore it is necessary to look for optimized procedures of the assessment, without loss of safety. This paper shows possibilities for the assessment strategy of numerical analyses with focus on simple analytical approaches as comparative calculations. Such approaches can be helpful to support evaluation of numerical calculations in the whole assessment procedure.
Three examples are considered to Show which possibilities and limits exist to support the assessment of numerical analyses using analytical comparative calculations. Two examples of bolt and lid analysis show the influence of component and boundary stiffness on the results. Thickness to length/width ratios are partially exceeded and only fixed or free boundary conditions can be analyzed analytical. Nevertheless These analytical approaches can help to evaluate the numerical results for the assessment.
The example of a trunnion demonstrates the limits of analytical approaches. The trunnion shows a complex deformation behavior and local stresses. A single basic theory isn’t matching and a construct of several approaches is not useable for calculations of local stresses. Therefore numerical calculations during assessment are necessary.
Analytical approaches are not always purposeful but often effective to reduce the effort of assessment for numerical analysis of complex and safety relevant components of RAM packages.
The first German package design approval certificate for a dual purpose cask intended for loading with damaged spent nuclear fuel was issued recently. BAM as part of the competent authority system in Germany carried out a comprehensive assessment procedure with respect to the mechanical and thermal design, the release of radioactive material and the quality assurance aspects of manufacturing and operation. Packages for the transport and storage of radioactive material have been assessed by BAM for many years, thus the common assessment procedure is well-known and good practice. Up to now only SNF without defects or HLW with well-defined properties were designated for long-term Interim storage and transports afterwards. Due to Germany’s nuclear phase out all other kinds of spent nuclear fuel in particular damaged spent nuclear fuel shall be packed as well. Damaged spent nuclear fuel needs a tight closure with Special encapsulations and clearly defined properties in Germany. In addition, these encapsulations shall be long-term durable, because they are not accessible after loading in a packaging within periodical inspections. The main difference to Standard package components is that encapsulations with a permanent closure achieve their specified conditions not after manufacturing but only during operation, after loading and closing. To ensure compliance with the specific conditions, special measures for quality assurance are necessary during operation of each encapsulation, e.g. drying and sealing, which were assessed by BAM. The present paper gives an overview of the conducted assessment from BAM and point out the findings concerning to the special closure lid of the approved encapsulation, which is screwed and welded. A wide verification concept is necessary to show the specific tightness under transport conditions. Together with quality assurance measures during first operation steps these encapsulations with damaged spent nuclear fuel can be handled like standard fuel assemblies in approved package designs.
Transport and storage of radioactive materials are performed in countries with policy of either closed or open nuclear fuel cycle. The related technologies have been established by accumulation of experiences and researches including demonstrative tests using full scale or scale models and analyses. Those are essential before commercialization, but are often costly and time consuming. Such demonstrative works should not be repeated meaninglessly, but can be shared through this kind of book and used by readers and the future generations to advance the technology effectively. This book systematically provides findings from lots of valuable researches on safety of transport and storage of radioactive materials under normal and accident conditions that have an impact on basis of safe regulations, designs, and operations.
Aufgrund zwischenstaatlicher Verträge werden in den nächsten Jahrzehnten zahlreiche Transporte von hoch radioaktiven Abfällen notwendig. Die BAM führt die Bauartprüfung von dafür vorgesehenen Castor-Behältern durch. In diesem Zusammenhang sind 17 Fallprüfungen durchgeführt worden. Ergänzt werden diese durch komplexe numerische Analysen, die die BAM prüft und eigene Modellierungen vornimmt. Der Beitrag stellt darüber hinaus das mehrjährige Validierungsverfahren zur Akzeptanz der bruchmechanischen Berechnungswerkzeuge vor.
Packages for the transport of radioactive material are often equipped with impact limiters consisting of wood, encapsulated by steel sheets. These impact limiters shall ensure that transport casks meet the IAEA safety requirements. After damage caused by the mechanical tests the package has to withstand a severe fire scenario. It is required that the mechanical tests have to produce maximum damage, taking into account the thermal test. Furthermore, any damage, which would give rise to increased radiation or loss of containment or affect the confinement system after the thermal test, should be considered. Concerning the thermal test, the IAEA safety requirements state that during and following the fire test, the specimen shall not be artificially cooled and any combustion of materials of the package shall be permitted to proceed naturally. Different works from the French Institute for Radiological Protection and Nuclear Safety (IRSN) and BAM show that additional energy supply from a pre-damaged impact limiter to the cask could occur caused by smoldering of the wood. This effect should be considered within the safety assessment of the package. A heat wave from the fire could overlap with the additional energy from the impact limiter in the sealing system. In 2015 BAM conducted small scale
fire tests with wood filled metal drums showing continuing combustion processes during the cooling down phase. As not much is known about smoldering processes in wood filled impact limiters, it is highly complex to define pre-damage of impact limiters, which are conservative, regarding the most damaging energy flow from the impact limiter to the containment system in dependence of time. More research has to be done to develop models to examine the effects of smoldering impact limiters on the containment of packages for the assessment. The process of smoldering is described with regard to the requirements in the thermal safety assessment. Parameters influencing the smoldering process are identified. BAM operates test facilities to examine the issue of mechanical damage, combustion and heat transfer of packages for transport of radioactive material. A thermal test will take place with a wood filled test specimen with a diameter of about 2.3 meters. The aim is to understand the phenomena of smoldering under the consideration of relevant regulatory boundary conditions.
Packages for the transport of radioactive material are often equipped with impact limiters consisting of wood, encapsulated by steel sheets. These impact limiters shall ensure the transport cask meets the mechanical and thermal IAEA regulatory test requirements. After damage caused by the mechanical tests the package has to withstand a severe fire scenario. According to the regulations during and following the thermal test, the specimen shall not be artificially cooled and any combustion of materials of the package shall be permitted to proceed naturally.
Corresponding to results of the French institute IRSN combustion and smouldering of wood inside the impact limiter occurred during and after the fire test. An additional energy supply from a pre-damaged impact limiter to the cask could be the consequence for the safety assessment of the containment.
BAM started a first test phase to examine the issue of combustion for such kind of package components. The goal was to understand the phenomena under the consideration of relevant regulatory boundary conditions. Several metal buckets were filled with wood and equipped with thermocouples. The test specimens have been prepared with different damage arrangements to take the influence of the mechanical tests into account. This paper shows the experimental setup and the conduction of the tests. The first test shows that pre-damaged metal encapsulations can lead to smouldering of the wood and with this to a supplement energy release after the end of the 30 minute fire. BAM is in the preparation process for a second test phase. A thermal test will take place with a wood filled test specimen weighing about 2Mg.
This paper presents data obtained from experiments performed using a bending test set-up developed at the Joint Research Centre (JRC) – Karlsruhe, for spent fuel segment testing. Adjustable sample holders, loading modes and other experimental conditions can be im- plemented in the experiments to study the effects of different deformation ranges up to cladding failure. The experimental set-up has been adapted to hot cell remote controlling and has a modular configuration, which allows manual and motor-driven loading option. The device has been calibrated on hydrogenated, unirradiated cladding tube segments filled with alumina pellets. The final application of present set-up is to test non-defueled spent fuel rod segments, pressurized to the original spent fuel rod pressure level. The range of applicability of this device, the scope of the experimental program and the first results from actual bending tests will be discussed.
CASTOR-Behälter sollen den Auswirkungen schwerster Unfälle standhalten und müssen dabei ihre Sicherheitsfunktionen beibehalten. Dazu zählen der sichere Einschluss des radioaktiven Inventars mit nachgewiesener Behälterintegrität und -dichtheit, die ausreichende Abschirmung der radioaktiven Strahlung, die Ableitung der von den Brennelementen ausgehenden Wärme und der Ausschluss des Entstehens einer nuklearen Kettenreaktion, d.h. die Kritikalitätssicherheit sind zu gewährleisten.
Zum Nachweis dieser Fähigkeiten werden die Behälter gegen Stoß, Aufprall, Durchstoßen, Feuer sowie beim Eintauchen in Wasser geprüft. Durch diese Tests werden Beanspruchungen aus potentiellen schweren Unfällen abdeckend simuliert. Die hierfür erforderlichen experimentellen Tests, aber auch die Prüfung und Entwicklung komplexer rechnerischer Simulationen des Behälterverhaltens unter Anwendung der Finite-Elemente-Methode erfolgen bei der Bundesanstalt für Materialforschung und -prüfung (BAM).
Die Basis bildet das Regelwerk der Internationalen Atom- und Energieorganisation (IAEO) zum sicheren Transport von radioaktiven Stoffen, welches international harmonisierte Schutzziele und Prüfanforderungen definiert. Die seit 60 Jahren praktizierte stetige Weiterentwicklung der Sicherheitsanforderungen trägt aktuellen Erkenntnissen, Erfahrungen und Risikoanalysen Rechnung. Die Brennelementbehälter werden mechanischen Prüfungen sowie Brand- und Wasserdruckprüfungen unterzogen. Hierdurch wird nachgewiesen, dass sie den Auswirkungen eines schweren Unfalls standhalten können.
Nur Behälter die zweifelsfrei die kumulativen mechanischen und thermischen Tests und auch die Wasserdruckprüfung mit Erfüllen aller Schutzziele bestehen, bekommen eine Zulassung, die es erlaubt die Behälter zu transportieren.
Packages for the transport of radioactive material are often equipped with impact limiters consisting of wood, encapsulated by Steel sheets. These impact limiters shall ensure the transport cask meets the IAEA safety requirements. After damage caused by the mechanical tests the package has to withstand a severe fire scenario. According to the regulations during and following the fire test, the specimen shall not be artificially cooled and any combustion of materials of the package shall be permitted to proceed naturally.
Due to results of the French institute IRSN it was shown that after the fire test an additional energy supply from a pre-damaged impact limiter should be taken into account. The combustion or smouldering of wood was of interest.
BAM started a first test phase to examine the issue of combustion for such kind of package components. The goal was to understand the phenomena under the consideration of relevant regulatory boundary conditions. Several metal buckets were filled with wood and equipped with thermocouples. The test specimens have been prepared with different damage arrangements to take the influence of the mechanical tests into account. This paper shows the experimental Setup and the conduction of the tests. The first test shows that pre-damaged metal encapsulations can lead to smouldering of the wood and with this to a Supplement energy release after the end of the 30 minute fire. The consequence could be, to consider additional thermal loads of wood filled impact limiters to filled the IAEA regulations, if the conditions of the tests are transferable to the safety analysis of the package design.
When storage of spent nuclear fuel or high level waste is carried out in dual purpose casks (DPC), the effects of aging on safety relevant DPC functions and properties have to be managed in a way that a safe transport after the storage period of several decades is capable and can be justified and certified permanently throughout that period. The effects of aging mechanisms (e.g. radiation, different corrosion mechanisms, stress relaxation, creep, structural changes and degradation) on the transport package design safety assessment features have to be evaluated. Consideration of these issues in the DPC transport safety case will be addressed. Special attention is given to all cask components that cannot be directly inspected or changed without opening the cask cavity, like the inner parts of the closure system and the cask internals, like baskets or spent fuel assemblies. The design criteria of that transport safety case have to consider the operational impacts during storage. Aging is not the subject of technical aspects only but also of intellectual aspects, like changing standards, scientific/technical knowledge development and personal as well as institutional alterations. Those aspects are to be considered in the management system of license holders and in appropriate design approval update processes. The paper addresses issues that are subject of an actual International Atomic Energy Agency TECDOC draft 'Preparation of a safety case for a dual purpose cask containing spent nuclear fuel'.
Type B(U) packages for the transport of radioactive material have to withstand accident conditions of transport defined in the regulations of the International Atomic Energy Agency in form of different mechanical (drop) tests with a subsequent thermal test. According to the regulatory requirements the orientation of the package in drop tests shall be such to cause the most damaged state in the components performing the safety functions.
For the package Iid system a 9 m drop onto the unyielding target with Iid side downwards is often the most damaging orientation. The impact Ioads acting on the Iid in this orientation result mainly from interaction between Iid and internal content. In case of a movable content its impact onto the inner side of the Iid can cause additional Ioad peaks on the Iid and the Iid bolts. The intensity of the internal collision depends on the position of content relating to Iid at the time of package first contact with target. Due to physical limitations an axial gap, which could be set in "pre-drop" configuration of package or which could spontaneously appear during the drop test, usually does not cover the maximum size possible in specific package design. In this context, the combination of drop tests with post-test analysis can be helpful to better estimate the effect of internal impact. The paper summarizes some aspects of this issue based on the BAM experience in the design assessment of Type B(U) transport packages. Additionally the paper shall support applicants in German approval procedures to reduce rounds of questions and ensure delivery of reliable safety case documents to the authorities.
When storage of spent nuclear fuel (SNF) or high-level waste (HLW) is done in dual purpose casks (DPC), the effects of aging on safety relevant DPC functions and properties have to be managed in a way that a safe transport after the storage period of several decades is capable, and can be justified and certified permanently throughout that period. The effects of aging mechanisms (like e.g. radiation, different corrosion mechanisms, stress relaxation, creep, structural changes and degradation) on the transport package design safety assessment features have to be evaluated. The consideration of these issues in the DPC transport safety case will be addressed. Special attention is given to all cask components which cannot be directly inspected or changed without opening the cask cavity, what are the inner parts of the closure system and the cask internals, like baskets or spent fuel assemblies. The design criteria of that transport safety case have to consider the operational impacts during storage. Aging is not subject of technical aspects only, but also of 'intellectual' aspects, like changing standards, scientific/ technical knowledge development and personal as well as institutional alterations. Those aspects are to be considered in the management system of the license holders and in appropriate design approval update processes. The paper addresses issues which are subject of an actual IAEA TECDOC draft 'Preparation of a safety case for a dual purpose cask containing spent nuclear fuel'.
Packages for the transport of spent nuclear fuel shall meet the International Atomic Energy Agency regulations to ensure safety under different transport conditions. The physical state of spent fuel and the fuel rod cladding as well as the geometric configuration of fuel assemblies are important inputs for the evaluation of package capabilities under these conditions. In this paper, the mechanical behavior of high burn-up spent fuel assemblies (> approx. 50 GWd/tHM, value averaged over the fuel assembly) under transport conditions is analyzed with regard to the assumptions which are used in the Containment and criticality safety analysis. In view of the complexity of the interactions between the fuel rods as well as between the fuel assemblies, basket, and cask containment, the exact mechanical analysis of such phenomena is nearly impossible. Additionally, the gaps in information concerning the material properties of cladding and pellet behavior, especially for the high burn-up fuel, make the analysis more complicated. Considerations and knowledge gaps for the transport after extended interim storage are issues of growing interest. In this context, practical approaches are discussed based on the experience of BAM within the safety assessment of packages approved for transport of spent nuclear fuel.