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We present a systematic study on the effect of surface ligands on the luminescence properties and colloidal stability of β-NaYF4:Yb3+,Er3+ upconversion nanoparticles (UCNPs), comparing nine different surface coatings to render these UCNPs water-dispersible and bioconjugatable. A prerequisite for this study was a large-scale synthetic method that yields ~2 g per batch of monodisperse oleate-capped UCNPs providing identical core particles. These ~23 nm sized UCNPs display an upconversion quantum yield of ~0.35% when dispersed in cyclohexane and excited with a power density of 150 W cm-2, underlining their high quality. A comparison of the colloidal stability and luminescence properties of these UCNPs, subsequently surface modified with ligand exchange or encapsulation protocols, revealed that the ratio of the green (545 nm) and red (658 nm) emission bands determined at a constant excitation power density clearly depends on the surface chemistry. Modifications relying on the deposition of additional (amphiphilic) layer coatings, where the initial oleate coating is retained, show reduced non-radiative quenching by water as compared to UCNPs that are rendered water-dispersible via ligand exchange. Moreover, we could demonstrate that the brightness of the upconversion luminescence of the UCNPs is strongly affected by the type of surface modification, i.e., ligand exchange or encapsulation, yet hardly by the chemical nature of the ligand.
A systematic study of the luminescence properties of monodisperse β-NaYF4: 20% Yb3+, 2% Er3+ upconversion nanoparticles (UCNPs) with sizes ranging from 12–43 nm is presented utilizing steady-state and time-resolved fluorometry.
Special emphasis was dedicated to the absolute quantification of size- and environment-induced quenching of upconversion luminescence (UCL) by highenergy O–H and C–H vibrations from solvent and ligand molecules at different excitation power densities (P). In this context, the still-debated Population pathways of the 4F9/2 energy level of Er3+ were examined. Our results highlight the potential of particle size and P value for color tuning based on the pronounced near-infrared emission of 12 nm UCNPs, which outweighs the red Er3+ emission under “strongly quenched” conditions and accounts for over 50% of total UCL in water. Because current rate equation models do not include such emissions, the suitability of these models for accurately simulating all (de)population pathways of small UCNPs must be critically assessed. Furthermore, we postulate population pathways for the 4F9/2 energy level of Er3+, which correlate with the size-, environment-, and P-dependent quenching states of the higher Er3+ energy levels.
Ensemble and single particle studies of the excitation power density (P)-dependent upconversion luminescence (UCL) of core and core–shell β-NaYF4:Yb,Er upconversion nanoparticles (UCNPs) doped with 20% Yb3+ and 1% or 3% Er3+ performed over a P regime of 6 orders of magnitude reveal an increasing contribution of the emission from high energy Er3+ levels at P > 1 kW/cm2.
This changes the overall emission color from initially green over yellow to white. While initially the green and with increasing P the red emission dominate in ensemble measurements at P < 1 kW/cm2, the increasing population of higher Er3+ energy levels by multiphotonic processes at higher P in single particle studies results in a multitude of emission bands in the ultraviolet/visible/near infrared (UV/vis/NIR) accompanied by a decreased contribution of the red luminescence. Based upon a thorough analysis of the P-dependence of UCL, the emission bands activated at high P were grouped and assigned to 2–3, 3–4, and 4 photonic processes involving energy transfer (ET), excited-state absorption (ESA), cross-relaxation (CR), back energy transfer (BET), and non-radiative relaxation processes (nRP). This underlines the P-tunability of UCNP brightness and color and highlights the potential of P-dependent measurements for mechanistic studies required to manifest the population pathways of the different Er3+ levels.
Upconversion nanoparticles (UCNPs) are attractive candidates for energy transfer-based analytical applications. In contrast to classical donor−acceptor pairs, these particles contain many emitting lanthanide ions together with numerous acceptor dye molecules at different distances to each other, strongly depending on the particle diameter.
UCNPs with precisely controlled sizes between 10 and 43 nm were prepared and functionalized with rose bengal and sulforhodamine B by a ligand-exchange procedure. Timeresolved studies of the upconversion luminescence of the UCNP donor revealed a considerable shortening of the donor lifetime as a clear hint for Förster resonance energy transfer (FRET). FRET was most pronounced for 21 nm-sized UCNPs, yielding a FRET efficiency of 60%. At larger surface-to-volume ratios, the FRET efficiency decreased by an increasing competition of nonradiative surface deactivation. Such dye-UCNP architectures can also provide an elegant way to shift the UCNP emission color, since the fluorescence intensity of the organic dyes excited by FRET was comparable to that of the upconversion emission of smaller particles.
Upconversion nanoparticles (UCNPs) offer new strategies for luminescence-based sensing. The potential of UCNPs to serve as donors in Förster resonance energy transfer (FRET) applications is intensely discussed, owing to their anti-Stokes shifted narrow emission bands, chemical inertness, photostability, and long luminescence lifetimes (> 100 μs). Since FRET is distance dependent, the diameter of the particles is expected to affect the FRET efficiency. In order to identify the ideal particle architecture for FRET-based applications, we performed a systematic spectroscopic study of the influence of the UCNP size on the energy transfer using the organic dyes rose bengal and sulforhodamine B acting as model FRET acceptors for the green upconversion emission. High-quality Yb,Er-doped UCNPs with precisely controlled diameters between 10 and 43 nm were prepared using a high temperature synthesis. The monodisperse, oleate-capped particles were directly modified with the organic dyes by a two-step ligand exchange procedure, resulting in the shortest possible donor-acceptor distance. Successful FRET was demonstrated through the simultaneous drastic reduction of the luminescence intensity and the lifetime of the respective upconversion emission. In contrast to intensity measurements, time-resolved studies on both donor and acceptor luminescence allowed for the elimination of dependencies on excitation power density and particle concentration and for the discrimination between inner filter effects and FRET. The maximum FRET efficiency was observed at a particle diameter around 21 nm, which was attributed to an increasing fraction of the total amount of Er3+ donors inside the UCNPs being within Förster distance. Smaller UCNP diameters did not further improve the FRET efficiency, demonstrating the growing contribution of opposing effects, like the competition of non-radiative surface deactivation, at larger surface-to-volume ratios. This comprehensive understanding of energy transfer processes at the surface of UCNPs is essential for the rational design of upconversion FRET platforms for applications in sensing, imaging, and theranostics with improved sensitivity, reliability and comparability. The energy transfer can also be utilized to shift the luminescence emission by the choice of the organic dye in order to explore applications that require specific emission wavelengths due to interfering substances, while still making use of the advantages of near-infrared excitation.