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This paper describes the analytical, numerical and experimental investigations on the phenomenon of
interactions between cask components and content of packages for the transport of radioactive material during drop
tests required according to the IAEA Regulations for the Safe Transport of Radioactive Material.
Radial and axial gaps between cask components and content are usually necessary for thermal reasons but larger
gaps can exist because of the geometrical dimensions of the specified content. Consequently interactions between
content and cask components (lid system, cask body, etc.) are possible and can not be excluded during drop tests.
Interactions in this context are relative movements between cask and content which are mainly due to elastic spring
effects after releasing the cask for the free drop. These relative movements can cause interior collisions between
content and cask during the main impact of the package onto the unyielding target.
Drop tests with various types of Type A and Type B packages fully instrumented with strain gauges and
accelerometers showed that these interactions respectively interior collisions can be considerable relating to high forces
acting on cask lids, lid bolts and the content. Of course the real quantitative consequences of the interactions depend
upon different conditions, among others the drop orientation, the design characteristics of the impact limiters, the
dimensions of the gaps, the material characteristics of the contents, etc. .
In order to investigate more precisely the phenomenon of interactions BAM carried out finite element
calculations for the named casks using the ABAQUS/ Standard and ABAQUS/ Explicit computer code comparing them
with results obtained from experiments. Additionally, tests with a simplified model instrumented with accelerometers
were carried out accompanied by finite element calculations and analytical calculations using MATHEMATICA.
The investigations on the mentioned phenomena of interaction show that they should be considered in approval design
tests and/ or calculations.
Tests with different Type B casks confirm the existence of effects with stress peaks in cask components due to
interactions between the cask and its contents. These effects can be caused by a delayed strike of the content onto surrounding cask components which cannot be excluded if the content is movable. Some results of the drop tests with two different Type B casks and with a model designed for the study of this problem are presented in the paper. Results of calculations performed with the ABAQUS computer code and by use of analytical methods to simulate the measured effects are discussed.
Federal Institute for Materials Research and Testing (BAM) is the responsible authority for the
assessment of mechanical and thermal safety as well as quality issues within the licensing procedure
for transport casks for radioactive materials. The assessment includes a brittle fracture analysis of all
relevant cask components.
For cask bodies where a steel bottom is welded to a steel shell, specimens for testing of sufficient
fracture resistance can normally not be extracted directly from the welding seam area of the cask.
Therefore, a methodology has to be developed to ensure compliance with the safety analysis
considerations and the approved design specification. This paper describes such a methodology
including brittle fracture analysis and de-termination of required material properties as well as aspects
of quality assurance during manufacturing.
Transport packages for spent fuel have to meet the International Atomic Energy Agency requirements for different transport conditions. Physical state of spent fuel and fuel rod cladding as well as geometric configuration of fuel assemblies are important inputs for the evaluation of package capabilities under these conditions. In this paper, the mechanical behaviour of high burn-up spent fuel assemblies under transport conditions is analysed with regard to assumptions to be used in the activity release and criticality safety analysis. In particular the different failure modes of the fuel rods (fine cracks or complete breakage), which can cause release of gas, volatiles, fuel particles or fragments have to be properly considered in these assumptions. In view of the complexity of interactions between the fuel rods as well as between fuel assemblies, basket, and cask containment, the exact mechanical analysis of such phenomena is nearly impossible. The gaps in information concerning the material properties of cladding and pellets, especially for the high burn-up fuel, make the analysis more complicated additionally. In this context some practical approaches based on experiences of BAM Federal Institute for Material Research and Testing within safety assessment of packages for transport of spent fuel are discussed.
Methodological aspects for finite element modeling of lid systems for type B(U) transport packages
(2012)
The regulatory compliance of the containment system is of essential importance for the assessment
process of Type B(U) transport packages. The requirements of the IAEA safety standards for
transport conditions implies high loading on the containment system. The integrity of the
containment system has to be ensured in mechanical and thermal tests.
The containment system of German SNF and HLW transport packages usually includes bolted lids
with metal gaskets. The finite element (FE) method is recommended for the analysis of lid systems
according to the guideline BAM-GGR 012 for assessment of bolted lid and trunnion systems. FE
analyses provide more accurate and detailed information about loading and deformation of such
kind of structures. The results allow the strength assessment of the lid and bolts as well as the
evaluation of relative displacements between the lid and the cask body in the area of the gasket
groove.
This paper discusses aspects concerning FE simulation of lid systems for Type B(U) packages for
the transport of SNF and HLW. The work is based on the experiences of BAM Federal Institute for
Materials Research and Testing as the German competent authority for the mechanical design
assessment of such kind of packages. The issues considered include modeling strategies, analysis
techniques and the interpretation of results. A particular focus of this paper is on the evaluation of
the results with regard to FE accuracy, influence of the FE contact formulation and FE modeling
techniques to take the metallic gasket into account.
Packages for the transport of radioactive material are generally equipped with specific
structures (basket) to support the radioactive content in defined position. The safety function
of the basket depends on the kind of transported inventory. In case of transport cask for spent
fuel, the basket design has to ensure the subcriticality of the fissile material in all conditions
of transport in particular. Therefore the evaluation of structural integrity and neutron
absorption capability of the basket is an important part of complete safety analysis. Sufficient
heat transfer to maintain fuel assembly and cask temperature within allowable limits has to be
verified as well. Corrosion resistance is an additional requirement on basket materials owing
to contact with water during loading and unloading operations.
Computational and experimental methods or their combination along with additional material
and component tests can be used to analyse the mechanical and thermal basket behaviour
under transport conditions defined in IAEA regulations. By deciding between the analysis
methods, the design features (including material selection concept) as well as specific safety
function should be accounted.
In approval procedures of transport packages for radioactive materials, the competent
authority mechanical and thermal safety assessment is carried out in Germany by BAM. Some
questions of safety evaluation of basket designs are discussed in this paper based on the BAM
experience within approval procedures. The paper focuses primarily on the mechanical
behaviour of baskets with regard to the assumptions that have to be used in the criticality
safety demonstration. The state of the art methodologies for computational basket stress and
deformation analysis as well as for interpretation of drop tests results are presented.
The Federal Institute for Materials Research and Testing (BAM) intends to provide a new guideline for the analysis and assessment of lid and trunnion systems. This guideline is discussed in the present paper with respect to its contents and structure, its compatibility with other guidelines and selective technical issues to demonstrate its use. Particularly, the motivation, the principles and the background of the guideline are addressed. Therefore, the present paper discusses current conclusions drawn from experimental results and the wide use of advanced analysis methods such as finite element analysis as well as the incorporation of these aspects in the guideline draft.
Dynamic and quasi-static FE calculation of impact from 9 metre drop of spent fuel transport cask
(2009)
The drop from 9 m height onto a rigid target is one of the required proofs of safety for packages of radioactive materials. Direct dynamic finite element method (FEM) calculations and combined two step analytical quasi-static finite element (FE) calculations are both applied for the simulation of a 9 m drop test. This paper gives a comparative example of both approaches for the 9 m side drop simulation of the spent fuel transport cask with wood filled impact limiter. The model for dynamic FEM consists of cask body and impact limiter. Detailed material properties and geometry descriptions from each component of the impact limiter are required. The results (stress fields in the cask body) are obtained directly from the calculation. The combined method provides as intermediate results the force-deformation characteristic of impact limiter. The maximum impact limiter force determined by the law of energy conservation during the drop is then - in a second step - applied on the cask body in a quasi-static FE model in order to calculate the stresses. In this paper, the rigid body deceleration and the maximum stress in the middle of the cask body are used for the comparison between the dynamic FEM and the combined method. Similar maximum rigid body deceleration-time curves were obtained by both methods for the horizontal 9 m free fall. Concerning the stress in the cask body the dynamic FEM results oscillate about values calculated by the combined quasi-static approach. If the combined quasi-static approach is used in the safety assessment of a cask, a suitable factor has to be applied on its results to take into account the additional dynamic effects.
The most relevant source of reference for load cases of packages for the transport of radioactive material under routine conditions is Appendix IV of the International Atomic Energy Agency (IAEA) Advisory Material TS-G-1·1. The acceleration values given there leave many questions open and have to be agreed upon with the involved competent authorities. Consequently, the actual load cases applied for a safety analysis may differ widely and could cause problems for international transport. To avoid such difficulties, it seems obvious that the according passages in TS-G-1·1 should be modified with the objective of making the load case data more consistent for a harmonized application in the IAEA member states. Papers pointing out in this direction were discussed at the PATRAM 2010 conference. The way to improve the acceleration data may lie in investigations and measurements considering, for example different types of vehicles and package masses. However, what should be the goal of such kind of surveys? Can such investigation provide values for every worldwide load case possible under routine conditions of transport? In particular, the different designs of vehicles give a reason to doubt that such an aim is realistic. The approach in this paper is to show that a less ambitious aim is more effective. Therefore, an approximate scheme is preferred, which renders better assistance in determining the appropriate acceleration values.
In the approval procedure of transport packages for radioactive materials, the competent authority mechanical and thermal safety assessment is carried out in Germany by BAM Federal Institute for Materials Research and Testing. The combination of experimental investigations and numerical calculations in conjunction with materials and components testing is the basis of the safety assessment concept of the BAM. Among other mechanical test scenarios, a 1 metre drop test onto a steel bar has to be considered for the application of the hypothetical accident conditions to Type B packages according to IAEA regulations. Within the approval procedure for the new German package design of the HLW cask CASTOR® HAW 28M, designed by GNS Gesellschaft für Nuklear-Service Germany, a puncture drop test was performed with a half-scale model of the cask at -40°C. For independent assessment and to control the safety analysis presented by the applicant, BAM developed a complex finite element (FE) model for a dynamical ABAQUS/ExplicitTM analysis. This paper describes in detail the use of the FE method for modelling the puncture drop test within an actual assessment strategy. At first, investigations of the behaviour of the steel bar were carried out. Different friction coefficients and the material law of the bar were analysed by using a 'rigid-body' approximation for the cask body. In the next step, a more detailed FE model with a more realistic material definition for the cask body was developed. The validation of calculated strains was carried out by comparison with the results of the strain gauges located at the relevant points of the cask model. The influence of the FE meshing is described. Finally, the validated FE half-scale model was expanded to full-scale dimension. Scaling effects were analysed. The model was used for safety assessment of the package to be approved.
This paper demonstrates exemplarily how numerical and experimental approaches can be combined reasonably in mechanical assessment of package integrity according to the IAEA regulations. The paper also concentrates on the question about how static mechanical approaches can be applied, and what their problems are in relation to dynamic calculation approaches. Under defined impact tests, which represent accident transport conditions, the package has to withstand impact loading, e.g. resulting from a 9 m free drop onto an unyielding target in sequence with a 1 m puncture drop test. Owing to the local character of the interaction between the puncture bar and the cask body, it is possible to develop a dynamic numerical model for the 1 m puncture drop which allows an appropriate simulation of the interaction area. Results from existing experimental drop tests with prototype or small scale cask models can be used for verification and validation of applied analysis codes and models. The link between analysis and experimental drop testing is described exemplarily by considering a regulatory 1 m puncture bar drop test onto the cask body of a recently approved German high level waste transport package. For the 9 m drop test of the package, it is difficult to develop a dynamic numerical model of the package due to the complexity of the interaction between cask body, impact limiters and unyielding target. Dynamic calculations require an extensive verification with experimental results. The simulation of a 9 m drop of a package with impact limiters is thereby often more complex than the simulation of a 1 m puncture drop onto the cask body. A different approximation method can be applied for the consideration of dynamic effects on the impact loading of the package. In a first step, maximum impact force and rigid body deceleration of the cask body during the impact process can be calculated with simplified numerical tools. This rigid body deceleration can subsequently be applied on a verified static numerical model. Dynamic effects, which cannot be covered by the static numerical analysis, have therefore to be considered by using an additional dynamic factor. The paper describes this approach exemplarily for a 9 m horizontal drop of a typical spent fuel cask design.
Methodological aspects for finite element modelling of lid systems for type B(U) transport packages
(2012)
The regulatory compliance of the containment system is of essential importance for the assessment process of Type B(U) transport packages. The requirements of the International Atomic Energy Agency safety standards for transport conditions imply high loading on the containment system. The integrity of the containment system has to be ensured in mechanical and thermal tests. The containment system of German spent nuclear fuel and high level waste transport packages usually includes bolted lids with metal gaskets. The finite element (FE) method is recommended for the analysis of lid systems according to the guideline BAM-GGR 012 for the assessment of bolted lid and trunnion systems. The FE analyses provide more accurate and detailed information about loading and deformation of such kind of structures. The results allow the strength assessment of the lid and bolts as well as the evaluation of relative displacements between the lid and the cask body in the area of the gasket groove. This paper discusses aspects concerning FE simulation of lid systems for type B(U) packages for the transport of spent nuclear fuel and high level waste. The work is based on the experiences of the BAM Federal Institute for Materials Research and Testing as the German competent authority for the mechanical design assessment of such kind of packages. The issues considered include modelling strategies, analysis techniques and interpretation of results. A particular focus of this paper is on the evaluation of the results with regard to FE accuracy, influence of the FE contact formulation and FE modelling techniques to take the metallic gasket into account.
Methodological aspects for numerical analysis of lid systems for SNF and HLW transport packages
(2013)
The regulatory compliance of the containment system is of essential importance for the design assessment of transport packages for radioactive materials. The requirements of the IAEA transport regulations SSR-6 for accident conditions implies high load on the containment system of Type B(U) packages. The integrity of the containment system has to be ensured under the mechanical and thermal tests.
The containment system of German transport packages for spent nuclear fuel (SNF) and high level waste (HLW) usually includes bolted lids with metal gaskets. BAM Federal Institute for Materials Research and Testing as the German competent authority for the mechanical and thermal design assessment of approved transport packages has developed the guideline BAM-GGR 012 for the analysis of bolted lid and trunnion systems. According to this guideline the finite element (FE) method is recommended for the calculations. FE analyses provide more accurate and detailed information about loading and deformation of such kind of structures. The results allow the strength assessment of the lid and bolts as well as the evaluation of relative displacements between the lid and the cask body in the area of the gasket groove.
This paper discusses aspects concerning FE simulation of lid systems for SNF and HLW transport packages. The work is based on the experiences of BAM within safety assessment procedures. The issues considered are the assessment methods used in the BAM-GGR 012 for bolted lid systems along with the nominal stress concept which is applied for bolts according to that guideline. Additionally, modeling strategies, analysis techniques and the interpretation of the results are illustrated by the example of a generalized bolted lid systems under selected accident conditions of transport.
Investigation of the internal impact during a 9 m drop test of an accident-safe waste package
(2021)
The safety assessment of packages for the transport of radioactive material follows the IAEA regulations and guidance. The specified regulatory tests cover severe accidents and demonstrate the package containment system integrity.
Special attention must be drawn to the behaviour of the content which could move inside the package due to unpreventable gaps caused by the loading procedure and the structure of the content. A possible internal impact of the content which occurs during the drop tests onto the lid system is investigated. The IAEA regulations SSR-6 and the Guidance SSG-26, revised recently, consider input from Germany and France related to the significance of internal gaps.
In the context of a waste package design assessment, a model was equipped with a representative content to conduct a drop test with an internal impact. The weight and kinetic impact of this content covered all possible real contents. The objective of the test was to maximize the load onto the lid system and to prove the mechanical integrity by complying with the required leak tightness. The test was conducted
conservatively at a package temperature lower than -40 °C at the BAM Test Site Technical Safety.
This paper gives an overview of efforts to address internal gaps and their consequences, and the BAM efforts with the implementation of this topic into IAEA regulations and guidance material. The paper then focuses on the conduction of a drop test and investigation of internal component impact.
Packages for the transport of spent nuclear fuel shall meet the International Atomic Energy Agency regulations to ensure safety under different transport conditions. The physical state of spent fuel and the fuel rod cladding as well as the geometric configuration of fuel assemblies are important inputs for the evaluation of package capabilities under these conditions. Generally, the mechanical behavior of high burn-up spent fuel assemblies under transport conditions shall be analyzed with regard to the assumptions which are used in the containment and criticality safety analysis. Considering the complexity of the interactions between the fuel rods as well as between the fuel assemblies, basket, and cask containment, the exact mechanical analysis of such phenomena is nearly impossible. The gaps in Information concerning the material properties of cladding and pellet behavior, especially for the high burn-up fuel, make the analysis more complicated additionally. As a result, enveloping analytical approaches are usually used by BAM within the safety assessment of packages approved for transport of spent nuclear fuel.
To justify the safety margins of such approaches additional analyses are necessary. In this paper, numerical simulations of a spent fuel assembly Segment are presented. The segment modeled represents the part of a generalized BWR fuel assembly between two spacers.
Dynamic and quasi-static finite element calculations are performed to simulate the spent fuel behavior under regulatory defined accident conditions of transport. Beam elements are used for the modeling of the fuel rods representing the compound consisting of claddings and fuel pellets. The dynamic load applied is gathered from an experimental drop test with a spent fuel cask performed at BAM. A hot cell bending test performed at JRC Karlsruhe is the basis for obtaining the material behavior of the fuel rods. The material properties are determined by simulating the test setup of JRC and optimizing the results to fit the experimental load deflection curve. The simulations of the fuel assembly segment are used to get a better understanding about the loads on fuel rods under accident conditions of transport.
Type B(U) packages for the transport of radioactive material have to withstand accident conditions of transport defined in the regulations of the IAEA International Atomic Energy Agency in form of different mechanical (drop) tests with a subsequent thermal test. According to the regulatory requirements the orientation of the package in drop tests shall be such to cause the most damaged state in the components performing the safety functions.
For the package lid system a 9-m drop onto the unyielding target with lid side downwards is often the most damaging orientation. The impact loads acting on the lid in this orientation result mainly from interaction between lid and internal content. In case of a movable content its impact onto the inner side of the lid can cause additional load peaks on the lid and the lid bolts. The intensity of the internal collision depends on the position of content relating to lid at the time of package first contact with target. Due to physical limitations an axial gap, which could be set in “pre-drop” configuration of package or which could spontaneously appear during the drop test, usually does not cover the maximum size possible in specific package design. In this context, the combination of drop tests with post-test analysis can be helpful to better estimate the effect of internal impact.
The paper summarized some aspects of this issue based on the BAM experience in the design assessment of Type B(U) transport packages. Additionally the paper shall support applicants in German approval procedures to reduce rounds of questions and ensure delivery of reliable safety case documents to the authorities. International discussions of this issue at the IAEA and a joint proposal by France and Germany to improve Advisory Material text will be introduced.
Internal cask content collisions during drop test of transport casks for radioactive materials
(2013)
In transport casks for radioactive materials, significantly large axial and radial gaps between cask and internal content are often present because of certain specific geometrical dimensions of the content (e.g. spent fuel elements) or thermal reasons. The possibility of inner relative movement between content and cask will increase if the content is not fixed. During drop testing, these movements can lead to internal cask content collisions, causing significantly high loads on the cask components and the content itself. Especially in vertical drop test orientations onto a lid side of the cask, an internal collision induced by a delayed impact of the content onto the inner side of the lid can cause high stress peaks in the lid and the lid bolts with the risk of component failure as well as impairment of the leak tightness of the closure system. This paper reflects causes and effects of the phenomenon of internal impact on the basis of experimental results obtained from instrumented drop tests with transport casks and on the basis of analytical approaches. Furthermore, the paper concludes the importance of consideration of possible cask content collisions in the safety analysis of transport casks for radioactive materials under accident conditions of transport.
TN®24 E, a new package design, was developed and applied for by Areva TN for German transport approval certificate. The certificate was issued by BfS, Federal Office for Radiation Protection, on 24th of July 2013. The package is designed as a dual purpose cask for transport and storage of up to 21 PWR spent fuel assemblies from German NPPs. BAM is the German competent authority responsible for the design assessment of RAM packages regarding mechanical and thermal safety cases, activity release analysis and all issues of quality assurance during manufacturing and operation of packages. Certain assessment experiences as well as new developments resulting from the BAM TN®24E approval procedure are presented. The mechanical safety case of the TN®24E is based mainly on finite element calculations, which were verified by the TN®81 1/3 scale drop test program performed at BAM. Thermal analyses rely upon calculations, while the activity release criterion is based upon leakage rate results of TN®81 drop tests. The BAM-GGR 012 guideline for the analysis of bolted lid and trunnion systems has been fully implemented. Due to requirements by BAM, AREVA TN developed a new assessment strategy for fracture mechanical evaluation of welding seams. The material qualification and documentation is also an important aspect of BAM assessment; the qualification of borated aluminum basket material, the determination of strength values for thermal aged hardened aluminum alloys for the basket or consideration of high burn-up fuel assemblies are remarkable issues in this context. In addition, the consideration of the material compatibility, especially taking into account a transport after 40 years of dry interim storage in German facilities, has gained significant importance in the licensing process of the TN®24E. Next to obvious mechanical issues such as the assessment of shell ovalization under 9 m drop test scenario and its impact on basket load, thermo-mechanical interactions had to be addressed in the safety case. Due to BAM requirements, AREVA TN performed a full thermo-mechanical analysis of the cask behavior under fire test conditions.
In Germany current package design safety cases include more and more advanced numerical methods, e. g. finite element analysis (FEA), often in combination with local concepts of strength evaluation of the structure. This approach requires extensive modeling and verification procedures. As a consequence the efforts of authority assessment of design safety analysis increase as well. Only the check of pre- and post-data of numerical calculations is often not sufficient for the safety assessment. On the other hand own analyses of the mechanical problem by performing an Independent numerical modeling and analyzing is not always realizable. Therefore it is necessary to look for optimized procedures of the assessment, without loss of safety. This paper shows possibilities for the assessment strategy of numerical analyses with focus on simple analytical approaches as comparative calculations. Such approaches can be helpful to support evaluation of numerical calculations in the whole assessment procedure.
Three examples are considered to Show which possibilities and limits exist to support the assessment of numerical analyses using analytical comparative calculations. Two examples of bolt and lid analysis show the influence of component and boundary stiffness on the results. Thickness to length/width ratios are partially exceeded and only fixed or free boundary conditions can be analyzed analytical. Nevertheless These analytical approaches can help to evaluate the numerical results for the assessment.
The example of a trunnion demonstrates the limits of analytical approaches. The trunnion shows a complex deformation behavior and local stresses. A single basic theory isn’t matching and a construct of several approaches is not useable for calculations of local stresses. Therefore numerical calculations during assessment are necessary.
Analytical approaches are not always purposeful but often effective to reduce the effort of assessment for numerical analysis of complex and safety relevant components of RAM packages.
Load attachment points, consisting of the lifting component and corresponding bolt connections, and lid systems, consisting of a lid, gaskets and bolt connections, are usually analyzed numerically using the Finite Element Method. Reasons for applying the FEM are complex geometry, specific load distribution and the violation of application criteria for analytical approaches. For example the elementary beam theory is not suitable for the calculation of compact trunnions and the Kirchhoff plate theory is not suitable for the calculation of lids with a large thickness to diameter ratio because the Bernoulli-hypothesis is violated. In addition for structural integrity assessments often local stress and for the evaluation of lid systems tightness local contact opening are needed, which can be obtained only through accurately discretized numerical models.
Independent comparative calculations are essential for complex calculations. Simplified but appropriate analytical approaches are an efficient way of examination. Is it possible to provide conservative analytical estimates of such kind of analysis problems? Are analytical calculations an appropriate approach in today's authority assessment business? Using the example of bolted trunnion and lid systems of a heavy package the possibilities and limits of analytical comparative calculations are shown.
In the approval procedure of transport packages for radioactive materials, the competent authority mechanical and thermal safety assessment is carried out in Germany by BAM Federal Institute for Materials Research and Testing.
The combination of experimental investigations and numerical calculations in conjunction with materials and components testing is the basis of the safety assessment concept of the BAM.
Among other mechanical test scenarios a 1 meter drop test onto a steel bar has to be considered for hypothetical accident conditions of Type B packages according to IAEA regulations.
Within the approval procedure for the new German package design of the HLW cask CASTOR® HAW 28M, designed by GNS Gesellschaft für Nuklear-Service Germany, a puncture drop test was performed with a half-scale model of the cask at -40°C.
For independent assessment and to control the safety analysis presented by applicant, BAM developed a complex finite element model for a dynamical ABAQUS/ExplicitTM analysis. This paper describes in detail the use of the finite element (FE) method for modeling the puncture drop test within an actual assessment strategy.
At first investigations of the behaviour of the steel bar are carried out. Different friction coefficients and the material law of the bar are analysed by using a 'rigid-body' approximation for the cask body.
In the next step a more detailed FE model with a more realistic material definition for the cask body is developed. Strain verification is possible by results of the strain gauges located at the relevant points of the cask model. The influence of the finite element meshing is described.
Finally, the verified FE half-scale model is expanded to full-scale dimension. Scaling effects are analysed. The model is used for safety assessment of the package to be approved.